Danielle Cain has been an investment adviser representative at 360 Financial since May 2024, and is not listed among the firm’s executive officers or direct owners.
360 Financial, Inc. is a Wayzata, MN firm with $701M under management, 1,206 clients and 10 advisers across 3 offices, as of its May 2026 filing.
Investment adviser representative registrations
Danielle Cain is registered as an investment adviser representative in Minnesota, since May 2024.
- MinnesotaSince 16 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 10 September 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 September 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 September 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Danielle Renee Cain
- CRD
- 4474049
- Firm
- 360 Financial · CRD 168600
- Office
- 510 FREEPORT AVE, SUITE A, Elk River, MN 55330
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Danielle Cain work?
Danielle Cain is an investment adviser representative registered through 360 Financial, Inc. since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Danielle Cain a financial advisor?
Yes. Danielle Cain has a current investment-adviser registration in Minnesota, through 360 Financial since May 2024.
How many years of experience does Danielle Cain have?
Danielle Cain has 20 years in the financial industry, since May 2006, across 1 adviser firm.
What exams has Danielle Cain passed?
Danielle Cain has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in September 2005. FINRA credited Danielle Cain with the SIE, which began in October 2018.
Where is Danielle Cain based?
Danielle Cain’s registered office is in Elk River, MN.
Is Danielle Cain registered with FINRA?
Yes. Danielle Cain has a current broker registration, under CRD 4474049.
Source: FINRA BrokerCheck
How can I verify Danielle Cain’s record?
Search CRD 4474049 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Danielle Cain’s full registration record.
