Daniel Roemerman has been an investment adviser representative at Transce3nd since January 2024, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Daniel Roemerman’s longest registration was 7 years at Center Street Advisors, Inc. (2015–2023). Before joining Transce3nd in 2024, Daniel Roemerman was registered through Arete Wealth Advisors, LLC and Center Street Advisors, Inc.
- Arete Wealth Advisors, LLC– · under a yearSt. Peters, MO · Adviser representative · Firm CRD 145488
- Center Street Advisors, Inc.– · 7 yearsSt Peters, MO · Adviser representative · Firm CRD 169329
- Woodbury Financial Services, Inc.– · 6 yearsSt Peters, MO · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Daniel Roemerman is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in January 2024.
- MissouriSince 31 January 2024
- TexasResidentSince 4 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 October 2008 |
| Series 7 | General Securities Representative Examination | 30 July 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Joseph Roemerman
- CRD
- 5300140
- Firm
- Transce3nd · CRD 317745
- Office
- 835 MAIN STREET, BUILDING 200, Buda, TX 78610
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Daniel Roemerman work?
Daniel Roemerman is an investment adviser representative registered through Transce3nd LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Roemerman a financial advisor?
Yes. Daniel Roemerman has a current investment-adviser registration in Missouri and Texas, through Transce3nd since January 2024.
How many years of experience does Daniel Roemerman have?
Daniel Roemerman has 18 years in the financial industry, since July 2008, across 4 adviser firms.
What exams has Daniel Roemerman passed?
Daniel Roemerman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2008. FINRA credited Daniel Roemerman with the SIE, which began in October 2018.
Where did Daniel Roemerman work before Transce3nd?
Before Transce3nd, Daniel Roemerman was registered through Arete Wealth Advisors, LLC, July 2023 to December 2023; Center Street Advisors, Inc., September 2015 to July 2023; Woodbury Financial Services, Inc., March 2009 to September 2015.
Where is Daniel Roemerman based?
Daniel Roemerman’s registered office is in Buda, TX.
Is Daniel Roemerman registered with FINRA?
Yes. Daniel Roemerman has a current broker registration, under CRD 5300140.
Source: FINRA BrokerCheck
How can I verify Daniel Roemerman’s record?
Search CRD 5300140 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Roemerman’s full registration record.
