Daniel Ricks has been an investment adviser representative at Transce3nd since October 2024, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
- Transce3nd LLCCurrent– present · 1 yearColorado Springs, CO · Adviser representative · Firm CRD 317745
Investment adviser representative registrations
Daniel Ricks is registered as an investment adviser representative in Colorado, since October 2024.
- ColoradoSince 25 October 2024
Examinations
No examinations are on Daniel Ricks’s record.
- Full name
- Daniel R Ricks
- CRD
- 7989341
- Firm
- Transce3nd · CRD 317745
- Office
- 5390 N Academy Blvd #300, Colorado Springs, CO 80918
- Registration
- Investment adviser registration
- In the industry since
- October 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Ricks work?
Daniel Ricks is an investment adviser representative registered through Transce3nd LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Ricks a financial advisor?
Yes. Daniel Ricks has a current investment-adviser registration in Colorado, through Transce3nd since October 2024.
How many years of experience does Daniel Ricks have?
Daniel Ricks has 1 year in the financial industry, since October 2024, across 1 adviser firm.
Where is Daniel Ricks based?
Daniel Ricks’ registered office is in Colorado Springs, CO.
Is Daniel Ricks registered with FINRA?
No. Daniel Ricks has no current broker registration.
How can I verify Daniel Ricks’ record?
Search CRD 7989341 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Ricks’ full registration record.
