Daniel Plagens has been an investment adviser representative at Stevens, Foster Financial Services since July 2014, and is not listed among the firm’s executive officers or direct owners.
Stevens, Foster Financial Services, Inc. is a Bloomington, MN firm with $750M under management, 332 clients and 5 advisers in one office, as of its March 2026 filing.
Daniel Plagens’ longest registration is the current one, 12 years at Stevens, Foster Financial Services since 2014. Before joining Stevens, Foster Financial Services in 2014, Daniel Plagens was registered through LPL Financial LLC and First Command Financial Planning, Inc.
- – present · 12 yearsBloomington, MN · Adviser representative · Firm CRD 115752
- LPL Financial LLC– · under a yearBloomington, MN · Adviser representative · Firm CRD 6413
- First Command Financial Planning, Inc.– · under a yearBloomington, MN · Adviser representative · Firm CRD 3641
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 October 2014 |
| Series 66 | Uniform Combined State Law Examination | 5 May 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 2006 |
| Series 7 | General Securities Representative Examination | 25 April 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Eaton Plagens
- CRD
- 5104957
- Firm
- Stevens, Foster Financial Services · CRD 115752
- Office
- 7900 XERXES AVENUE SOUTH, SUITE 1800, Bloomington, MN 55431
- Registration
- Investment adviser registration
- In the industry since
- March 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Plagens work?
Daniel Plagens is an investment adviser representative registered through Stevens, Foster Financial Services, Inc. since July 2014, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Plagens a financial advisor?
Yes. Daniel Plagens has a current investment-adviser registration, through Stevens, Foster Financial Services since July 2014.
How many years of experience does Daniel Plagens have?
Daniel Plagens has 13 years in the financial industry, since March 2013, across 3 adviser firms.
What exams has Daniel Plagens passed?
Daniel Plagens has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 65. The earliest, the Series 7, was passed in April 2006.
Where did Daniel Plagens work before Stevens, Foster Financial Services?
Before Stevens, Foster Financial Services, Daniel Plagens was registered through LPL Financial LLC, January 2014 to July 2014; First Command Financial Planning, Inc., May 2009 to April 2010.
Where is Daniel Plagens based?
Daniel Plagens’ registered office is in Bloomington, MN.
Is Daniel Plagens registered with FINRA?
No. Daniel Plagens has no current broker registration.
How can I verify Daniel Plagens’ record?
Search CRD 5104957 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Plagens’ full registration record.