William Stevens has been President, CCO of Stevens, Foster Financial Services since May 1988, is a control person of the firm and directly owns 75% or more of it.
Stevens, Foster Financial Services, Inc. is a Bloomington, MN firm with $750M under management, 332 clients and 5 advisers in one office, as of its March 2026 filing.
William Stevens’ longest registration is the current one, 26 years at Stevens, Foster Financial Services since 2000.
- LPL Financial LLC– · under a yearBloomington, MN · Adviser representative · Firm CRD 6413
- LPL Financial Corporation– · 4 yearsBloomington, MN · Adviser representative · Firm CRD 6413
- – present · 26 yearsBloomington, MN · Adviser representative · Firm CRD 115752
Investment adviser representative registrations
William Stevens is registered as an investment adviser representative in 5 states. The first approvals date from October 2000; the most recent are Minnesota and Wisconsin, in July 2014.
- CaliforniaSince 3 October 2000
- FloridaSince 26 February 2002
- MinnesotaSince 21 July 2014
- TexasSince 11 October 2001
- WisconsinSince 21 July 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 3 September 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 2002 |
| Series 24 | General Securities Principal Examination | 12 August 2002 |
| Series 1 | Registered Representative Examination | 20 September 1973 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Registered Representative Examination
- Full name
- William Howard Stevens
- CRD
- 436000
- Firm
- Stevens, Foster Financial Services · CRD 115752
- Role
- President, CCO
- Office
- 7901 XERXES AVENUE SOUTH #325, Bloomington, MN 55431
- Registration
- Investment adviser registration
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does William Stevens work?
William Stevens has been President, CCO of Stevens, Foster Financial Services, Inc. since May 1988, and is a control person of the firm.
Is William Stevens a financial advisor?
Yes. William Stevens has a current investment-adviser registration in California, Florida, Minnesota, Texas and Wisconsin, through Stevens, Foster Financial Services since October 2000.
How many years of experience does William Stevens have?
William Stevens has 26 years in the financial industry, since October 2000, across 2 adviser firms.
What exams has William Stevens passed?
William Stevens has passed 4 licensing exams: the Series 1, Series 24, Series 63 and Series 31. The earliest, the Series 1, was passed in September 1973.
Where is William Stevens based?
William Stevens’ registered office is in Bloomington, MN.
Is William Stevens registered with FINRA?
No. William Stevens has no current broker registration.
How can I verify William Stevens’ record?
Search CRD 436000 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Stevens’ full registration record.