Daniel Peters has been Director of Operations / Owner of Prism Planning Partners since January 2023, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Prism Planning Partners, LLC is a Libertyville, IL firm with $242M under management, 151 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Dan Peters is Chief Operating Officer of Prism Planning Partners. He has almost 20 years of experience in the financial services industry and has served families, professionals, and business owners since 2005. Peters joined Prism soon after its founding in 2018. As Director of Operations & Financial Planning, he works with individuals and businesses on financial issues, with a focus on retirement planning and income protection.
Daniel Peters’ longest registration was 10 years at Securian Financial Services, Inc. (2006–2017). Before joining Prism Planning Partners in 2018, Daniel Peters was registered through Alera Investment Advisors, LLC and Securian Financial Services, Inc.
- Prism Planning PartnersCurrent– present · 8 yearsLibertyville, IL · Adviser representative · Firm CRD 290485
- Alera Investment Advisors, LLC– · under a yearDeerfield, IL · Adviser representative · Firm CRD 287906
- Securian Financial Services, Inc.– · 10 yearsDeerfield, IL · Adviser representative · Firm CRD 15296
Professional designations
Listed by Prism Planning Partners
- CFP®
Investment adviser representative registrations
Daniel Peters is registered as an investment adviser representative in Illinois, since August 2018.
- IllinoisSince 1 August 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 November 2006 |
| Series 7 | General Securities Representative Examination | 24 October 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel William Peters
- CRD
- 5224241
- Firm
- Prism Planning Partners · CRD 290485
- Role
- Director of Operations / Owner
- Office
- 321 S. MILWAUKEE AVENUE, Libertyville, IL 60048
- Registration
- Investment adviser registration
- In the industry since
- October 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prismplanningpartners.com
Where does Daniel Peters work?
Daniel Peters has been Director of Operations / Owner of Prism Planning Partners, LLC since January 2023.
Is Daniel Peters a financial advisor?
Yes. Daniel Peters has a current investment-adviser registration in Illinois, through Prism Planning Partners since August 2018.
How many years of experience does Daniel Peters have?
Daniel Peters has 19 years in the financial industry, since October 2006, across 3 adviser firms.
What exams has Daniel Peters passed?
Daniel Peters has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2006. FINRA credited Daniel Peters with the SIE, which began in October 2018.
Where did Daniel Peters work before Prism Planning Partners?
Before Prism Planning Partners, Daniel Peters was registered through Securian Financial Services, Inc., December 2006 to November 2017.
Where is Daniel Peters based?
Daniel Peters’ registered office is in Libertyville, IL.
Is Daniel Peters registered with FINRA?
No. Daniel Peters has no current broker registration.
Is Daniel Peters a CFP?
Prism Planning Partners lists Daniel Peters with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Daniel Peters’ record?
Search CRD 5224241 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Peters’ full registration record.
