Daniel Pecoraro has been an investment adviser representative at Compass Financial Management since September 2026, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
Daniel Pecoraro’s longest registration was 4 years at Charles Schwab & Co., Inc. (1999–2003). Before joining Compass Financial Management in 2026, Daniel Pecoraro was registered through Api Financial Advisors, LLC and Your Ia, LLC.
- – present · under a yearHypoluxo, FL · Adviser representative · Firm CRD 156345
- Api Financial Advisors, LLC– · under a yearHypoluxo, FL · Adviser representative · Firm CRD 304586
- Your Ia, LLC– · under a yearHypoluxo, FL · Adviser representative · Firm CRD 338535
- Quility Financial Advisors– · under a yearHypoluxo, FL · Adviser representative · Firm CRD 304586
- MML Investors Services, LLC– · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 10409
- Prudential Financial Planning Services– · 2 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 5685
- Virtue Capital Management, LLC– · 1 yearBoynton Beach, FL · Adviser representative · Firm CRD 167816
- Planmember Securities Corporation– · 1 yearBoynton Beach, FL · Adviser representative · Firm CRD 11869
- Peak Wealth Group LLC– · under a yearLake Worth, FL · Adviser representative · Firm CRD 150003
- National Asset Management, Inc.– · under a yearBoca Raton, FL · Adviser representative · Firm CRD 115927
- Axa Advisors, LLC– · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 6627
- Legend Advisory Corp– · 1 yearBoynton Beach, FL · Adviser representative · Firm CRD 104761
- Valic Financial Advisors, Inc.– · under a yearWest Palm Beach, FL · Adviser representative · Firm CRD 42803
- National Asset Management, Inc.– · under a yearBoca Raton, FL · Adviser representative · Firm CRD 115927
- Tiaa-Cref Advice and Planning Services– · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 20472
- Brookstreet Capital Management– · under a yearBoca Raton, FL · Adviser representative · Firm CRD 14667
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearPalm Beach Gardens, FL · Adviser representative · Firm CRD 7691
- Advest, Inc.– · 1 yearPalm Beach Gardens, FL · Adviser representative · Firm CRD 10
- Banc of America Investment Services, Inc.– · under a yearWest Palm Beach, FL · Adviser representative · Firm CRD 16361
- Quick & Reilly, Inc.– · under a yearPalm Beach, FL · Adviser representative · Firm CRD 11217
- Charles Schwab & Co., Inc.– · 4 yearsBoca Raton, FL · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Daniel Pecoraro is registered as an investment adviser representative in Florida, since September 2026.
- FloridaSince 21 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 7 August 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 June 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 June 1996 |
| Series 7 | General Securities Representative Examination | 6 May 1996 |
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2515087
- Firm
- Compass Financial Management · CRD 156345
- Office
- Hypoluxo, FL
- Registration
- Investment adviser registration
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Pecoraro work?
Daniel Pecoraro is an investment adviser representative registered through Compass Financial Management LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Pecoraro a financial advisor?
Yes. Daniel Pecoraro has a current investment-adviser registration in Florida, through Compass Financial Management since September 2026.
How many years of experience does Daniel Pecoraro have?
Daniel Pecoraro has 27 years in the financial industry, since April 1999, across 19 adviser firms.
What exams has Daniel Pecoraro passed?
Daniel Pecoraro has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 26. The earliest, the Series 7, was passed in May 1996. FINRA credited Daniel Pecoraro with the SIE, which began in October 2018.
Where did Daniel Pecoraro work before Compass Financial Management?
Before Compass Financial Management, Daniel Pecoraro was registered through Api Financial Advisors, LLC, April 2026 to August 2026; Your Ia, LLC, January 2026 to March 2026; Quility Financial Advisors, February 2025 to December 2025; MML Investors Services, LLC, June 2022 to January 2024; Prudential Financial Planning Services, June 2019 to May 2022; Virtue Capital Management, LLC, January 2018 to April 2019; Planmember Securities Corporation, January 2016 to December 2017; Peak Wealth Group LLC, April 2015 to August 2015; National Asset Management, Inc., February 2015 to March 2015; Axa Advisors, LLC, February 2013 to December 2014; Legend Advisory Corp, July 2011 to February 2013; Valic Financial Advisors, Inc., July 2010 to July 2011; National Asset Management, Inc., January 2010 to July 2010; Tiaa-Cref Advice and Planning Services, June 2007 to November 2008; Brookstreet Capital Management, August 2006 to May 2007; Merrill Lynch Pierce Fenner & Smith Inc., March 2006 to September 2006; Advest, Inc., January 2005 to March 2006; Banc of America Investment Services, Inc., October 2004 to January 2005; Quick & Reilly, Inc., June 2004 to October 2004; Charles Schwab & Co., Inc., March 1999 to June 2003.
Where is Daniel Pecoraro based?
Daniel Pecoraro’s registered office is in Hypoluxo, FL.
Is Daniel Pecoraro registered with FINRA?
No. Daniel Pecoraro has no current broker registration.
How can I verify Daniel Pecoraro’s record?
Search CRD 2515087 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Pecoraro’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member