Daniel Mock has been an investment adviser representative at FMB Wealth Management since October 2014, and is not listed among the firm’s executive officers or direct owners. Daniel Mock holds a BA in Political Science from California Lutheran University and a BA in Economics from California Lutheran University.
FMB Wealth Management is a Westlake Village, CA firm with $616M under management, 324 clients and 5 advisers in one office, as of its April 2026 filing.
Danny Mock is a Partner and Chief Investment Officer of FMB Wealth Management. He leads the firm's investment committee and is a member of its executive committee. His work includes developing and managing clients' financial structures and charitable and philanthropic planning. He became a partner in 2018.
Daniel Mock’s longest registration is the current one, 12 years at FMB Wealth Management since 2014.
- Indivisible PartnersAlso current– present · under a yearWestlake Village, CA · Adviser representative · Firm CRD 332431
- FMB Wealth ManagementCurrent– present · 12 yearsWestlake Village, CA · Adviser representative · Firm CRD 122309
- FMB Retirement ServicesAlso current– present · 12 yearsWestlake Village, CA · Adviser representative · Firm CRD 164571
Investment adviser representative registrations
Daniel Mock is registered as an investment adviser representative in California, since October 2014.
- CaliforniaSince 7 October 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 October 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Daniel Laurence Mock
- CRD
- 6343729
- Firm
- FMB Wealth Management · CRD 122309
- Office
- 100 N. WESTLAKE BLVD., SUITE 201, Westlake Village, CA 91362
- Registration
- Investment adviser registration
- In the industry since
- October 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fmbwealth.com
Where does Daniel Mock work?
Daniel Mock is an investment adviser representative registered through FMB Wealth Management since October 2014, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Mock a financial advisor?
Yes. Daniel Mock has a current investment-adviser registration in California, through FMB Wealth Management since October 2014.
How many years of experience does Daniel Mock have?
Daniel Mock has 12 years in the financial industry, since October 2014, across 3 adviser firms.
What exams has Daniel Mock passed?
Daniel Mock passed the Series 65 in October 2014.
Where is Daniel Mock based?
Daniel Mock’s registered office is in Westlake Village, CA.
Is Daniel Mock registered with FINRA?
No. Daniel Mock has no current broker registration.
How can I verify Daniel Mock’s record?
Search CRD 6343729 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Mock’s full registration record.
