Daniel Mahoney has been an investment adviser representative at 360 Financial since July 2014, and is not listed among the firm’s executive officers or direct owners.
360 Financial, Inc. is a Wayzata, MN firm with $701M under management, 1,206 clients and 10 advisers across 3 offices, as of its May 2026 filing.
Daniel Mahoney’s longest registration was 14 years at UBS Financial Services Inc. (1994–2009). Before joining 360 Financial in 2014, Daniel Mahoney was registered through UBS Financial Services Inc.
- LPL Financial LLCAlso current– present · 13 yearsBloomington, MN · Adviser representative and broker · Firm CRD 6413
- UBS Financial Services Inc.– · 14 yearsBloomington, MN · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Daniel Mahoney is registered as an investment adviser representative in Minnesota, since July 2014.
- MinnesotaSince 28 July 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 February 1985 |
| Series 7 | General Securities Representative Examination | 16 February 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel James Mahoney
- CRD
- 1342820
- Firm
- 360 Financial · CRD 168600
- Office
- 849 LAKE STREET EAST, Wayzata, MN 55391
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Daniel Mahoney work?
Daniel Mahoney is an investment adviser representative registered through 360 Financial, Inc. since July 2014, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Mahoney a financial advisor?
Yes. Daniel Mahoney has a current investment-adviser registration in Minnesota, through 360 Financial since July 2014.
How many years of experience does Daniel Mahoney have?
Daniel Mahoney has 41 years in the financial industry, since February 1985, across 3 adviser firms.
What exams has Daniel Mahoney passed?
Daniel Mahoney has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 1985. FINRA credited Daniel Mahoney with the SIE, which began in October 2018.
Where did Daniel Mahoney work before 360 Financial?
Before 360 Financial, Daniel Mahoney was registered through UBS Financial Services Inc., October 1994 to May 2009.
Where is Daniel Mahoney based?
Daniel Mahoney’s registered office is in Wayzata, MN.
Is Daniel Mahoney registered with FINRA?
Yes. Daniel Mahoney has a current broker registration, under CRD 1342820.
Source: FINRA BrokerCheck
How can I verify Daniel Mahoney’s record?
Search CRD 1342820 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Mahoney’s full registration record.
