Daniel Lombardozzi has been an investment adviser representative at Paradigm Wealth Advisory since February 2026, and is not listed among the firm’s executive officers or direct owners.
Paradigm Wealth Advisory LLC is a Bridgewater, NJ firm with $201M under management, 283 clients and 10 advisers across 3 offices, as of its September 2026 filing.
Daniel Lombardozzi’s longest registration was 6 years at Garden State Investment Advisory Services, LLC (2019–2026). Before joining Paradigm Wealth Advisory in 2026, Daniel Lombardozzi was registered through Garden State Investment Advisory Services, LLC and First Allied Advisory Services, Inc.
- Paradigm Wealth Advisory LLCCurrent– present · under a yearRed Bank, NJ · Adviser representative · Firm CRD 283120
- Garden State Investment Advisory Services, LLC– · 6 yearsRed Bank, NJ · Adviser representative · Firm CRD 133088
- First Allied Advisory Services, Inc.– · 6 yearsCranford, NJ · Adviser representative · Firm CRD 137888
- First Allied Securities, Inc.– · 3 yearsStaten Island, NY · Adviser representative · Firm CRD 32444
- First Montauk Securities Corp.– · under a yearStaten Island, NY · Adviser representative · Firm CRD 13755
Investment adviser representative registrations
Daniel Lombardozzi is registered as an investment adviser representative in New Jersey, since February 2026.
- New JerseySince 18 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 October 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 April 1999 |
| Series 7 | General Securities Representative Examination | 19 April 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Joseph Lombardozzi
- CRD
- 3190741
- Firm
- Paradigm Wealth Advisory · CRD 283120
- Office
- 19 Bridge Ave, Red Bank, NJ 07727
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Daniel Lombardozzi work?
Daniel Lombardozzi is an investment adviser representative registered through Paradigm Wealth Advisory LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Lombardozzi a financial advisor?
Yes. Daniel Lombardozzi has a current investment-adviser registration in New Jersey, through Paradigm Wealth Advisory since February 2026.
How many years of experience does Daniel Lombardozzi have?
Daniel Lombardozzi has 27 years in the financial industry, since April 1999, across 5 adviser firms.
What exams has Daniel Lombardozzi passed?
Daniel Lombardozzi has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1999. FINRA credited Daniel Lombardozzi with the SIE, which began in October 2018.
Where did Daniel Lombardozzi work before Paradigm Wealth Advisory?
Before Paradigm Wealth Advisory, Daniel Lombardozzi was registered through First Allied Advisory Services, Inc., July 2012 to March 2019; First Allied Securities, Inc., December 2008 to July 2012; First Montauk Securities Corp., September 2008 to December 2008.
Where is Daniel Lombardozzi based?
Daniel Lombardozzi’s registered office is in Red Bank, NJ.
Is Daniel Lombardozzi registered with FINRA?
Yes. Daniel Lombardozzi has a current broker registration, under CRD 3190741.
Source: FINRA BrokerCheck
How can I verify Daniel Lombardozzi’s record?
Search CRD 3190741 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Lombardozzi’s full registration record.