Daniel Keller has been Chief Compliance Officer of Luma Capital since March 2001, is a control person of the firm and directly owns 75% or more of it. Daniel Keller holds an MBA from the University of Chicago and a Bachelor of Arts in accounting from Webster University.
Luma Capital LLC is a Naples, FL firm with $136M under management, 72 clients and 2 advisers in one office, as of its March 2026 filing.
Daniel Keller is owner of LUMA Capital, based in Naples, Florida. He founded the firm in 1999 and specializes in traditional investments, private equity, real estate, and direct portfolio company investments. Before that, he spent more than a decade working in Switzerland, focused on US and international taxation and structuring, including 10 years as a senior accountant and partner of the Geneva office of Prager and Fenton, a US-based CPA firm.
Investment adviser representative registrations
Daniel Keller is registered as an investment adviser representative in Florida, since April 2005.
- FloridaSince 21 April 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 82 | Limited Representative-Private Securities Offerings | 16 December 2011 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 March 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 2002 |
- Name
- Limited Representative-Private Securities Offerings
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Daniel Nicholas Keller
- CRD
- 4531116
- Firm
- Luma Capital · CRD 119576
- Role
- Chief Compliance Officer
- Office
- 4850 TAMIAMI TRAIL NORTH, SUITE 301, Naples, FL 34103
- Registration
- Investment adviser registration
- In the industry since
- April 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lumacapital.com
Where does Daniel Keller work?
Daniel Keller has been Chief Compliance Officer of Luma Capital LLC since March 2001, and is a control person of the firm.
Is Daniel Keller a financial advisor?
Yes. Daniel Keller has a current investment-adviser registration in Florida, through Luma Capital since April 2005.
How many years of experience does Daniel Keller have?
Daniel Keller has 21 years in the financial industry, since April 2005, across 1 adviser firm.
What exams has Daniel Keller passed?
Daniel Keller has passed 3 licensing exams: the Series 63, Series 65 and Series 82. The earliest, the Series 63, was passed in May 2002.
Where is Daniel Keller based?
Daniel Keller’s registered office is in Naples, FL.
Is Daniel Keller registered with FINRA?
No. Daniel Keller has no current broker registration.
How can I verify Daniel Keller’s record?
Search CRD 4531116 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Keller’s full registration record.