Daniel Johnson has been Chief Compliance Officer of Comprehensive Planning Associates since May 2025, is not listed as a control person, but directly owns under 5% of the firm.
Comprehensive Planning Associates, Inc. is a Lebanon, NH firm with $138M under management, 124 clients and 3 advisers across 4 offices, as of its March 2026 filing.
Daniel Johnson’s longest registration was 7 years at Parsec Financial (2013–2021). Before joining Comprehensive Planning Associates in 2024, Daniel Johnson was registered through Refocus Financial and Parsec Financial.
- The Wealth ConservatoryCurrent– present · 1 yearWinston Salem, NC · Adviser representative · Firm CRD 115932
- Refocus Financial– · 3 yearsWinston-Salem, NC · Adviser representative · Firm CRD 312259
- Parsec Financial– · 7 yearsAsheville, NC · Adviser representative · Firm CRD 104919
- Credit Union Investment Services– · 1 yearWilson, NC · Adviser representative · Firm CRD 144871
Investment adviser representative registrations
Daniel Johnson is registered as an investment adviser representative in 4 states. The first approvals date from December 2024; the most recent is North Carolina, in March 2025.
- MissouriSince 16 December 2024
- New HampshireSince 16 December 2024
- North CarolinaSince 20 March 2025
- TexasSince 16 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 May 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 April 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 April 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Daniel Calhoun Johnson
- CRD
- 5898101
- Firm
- Comprehensive Planning Associates · CRD 115932
- Role
- Chief Compliance Officer
- Office
- 50 CEMETERY STREET, SUITE 100, Winston Salem, NC 27101
- Registration
- Investment adviser registration
- In the industry since
- July 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Johnson work?
Daniel Johnson has been Chief Compliance Officer of Comprehensive Planning Associates, Inc. since May 2025.
Is Daniel Johnson a financial advisor?
Yes. Daniel Johnson has a current investment-adviser registration in Missouri, New Hampshire, North Carolina and Texas, through Comprehensive Planning Associates since December 2024.
How many years of experience does Daniel Johnson have?
Daniel Johnson has 14 years in the financial industry, since July 2012, across 4 adviser firms.
What exams has Daniel Johnson passed?
Daniel Johnson has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in April 2011.
Where did Daniel Johnson work before Comprehensive Planning Associates?
Before Comprehensive Planning Associates, Daniel Johnson was registered through Refocus Financial, February 2021 to December 2024; Parsec Financial, August 2013 to February 2021; Credit Union Investment Services, May 2011 to July 2012.
Where is Daniel Johnson based?
Daniel Johnson’s registered office is in Winston Salem, NC.
Is Daniel Johnson registered with FINRA?
No. Daniel Johnson has no current broker registration.
How can I verify Daniel Johnson’s record?
Search CRD 5898101 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Johnson’s full registration record.
