Daniel Hickey has been an investment adviser representative at Shelter Rock Management since October 2022, and is not listed among the firm’s executive officers or direct owners.
Shelter Rock Management, LLC is a Jericho, NY firm with $232M under management, 142 clients and 4 advisers in one office, as of its March 2026 filing.
Daniel Hickey’s longest registration is the current one, 4 years at Shelter Rock Management since 2022. Before joining Shelter Rock Management in 2022, Daniel Hickey was registered through Stepping Stones Management, LLC.
- Shelter Rock Management, LLCCurrent– present · 4 yearsBronx, NY · Adviser representative · Firm CRD 142739
- Stepping Stones Management, LLC– · under a yearNew York, NY · Adviser representative · Firm CRD 138170
Investment adviser representative registrations
Daniel Hickey is registered as an investment adviser representative in New York, since October 2022.
- New YorkSince 6 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 April 2022 |
| Series 24 | General Securities Principal Examination | 4 November 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 1990 |
| Series 7 | General Securities Representative Examination | 19 July 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Daly Hickey
- CRD
- 2076001
- Firm
- Shelter Rock Management · CRD 142739
- Office
- Bronx, NY
- Registration
- Investment adviser registration
- In the industry since
- April 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Hickey work?
Daniel Hickey is an investment adviser representative registered through Shelter Rock Management, LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Hickey a financial advisor?
Yes. Daniel Hickey has a current investment-adviser registration in New York, through Shelter Rock Management since October 2022.
How many years of experience does Daniel Hickey have?
Daniel Hickey has 4 years in the financial industry, since April 2022, across 2 adviser firms.
What exams has Daniel Hickey passed?
Daniel Hickey has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in July 1990.
Where is Daniel Hickey based?
Daniel Hickey’s registered office is in Bronx, NY.
Is Daniel Hickey registered with FINRA?
No. Daniel Hickey has no current broker registration.
How can I verify Daniel Hickey’s record?
Search CRD 2076001 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Hickey’s full registration record.