Daniel Cook has been President and Chief Compliance Officer of Cook Financial Designs since June 2001, is a control person of the firm and directly owns 75% or more of it.
Cook Financial Designs, Inc. is a Virginia Beach, VA firm with $172M under management, 195 clients and 1 adviser in one office, as of its March 2026 filing.
Daniel Cook’s longest registration is the current one, 25 years at Cook Financial Designs since 2001.
- Retirement Security Group of Va. Inc.– · under a yearVirginia Beach, VA · Adviser representative · Firm CRD 120518
- Cook Financial Designs, Inc.Current– present · 25 yearsVirginia Beach, VA · Adviser representative · Firm CRD 115241
Investment adviser representative registrations
Daniel Cook is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from September 2001; the most recent is Louisiana, in November 2019.
- LouisianaSince 13 November 2019
- North CarolinaSince 11 September 2017
- TexasResidentSince 17 October 2012
- VirginiaSince 5 September 2001
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 13 August 2001 |
| Series 7 | General Securities Representative Examination | 20 July 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Stephen Cook
- CRD
- 4423756
- Firm
- Cook Financial Designs · CRD 115241
- Role
- President and Chief Compliance Officer
- Office
- 1060 LASKIN ROAD, SUITE 25B, Virginia Beach, VA 23451
- Registration
- Investment adviser registration
- In the industry since
- September 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Cook work?
Daniel Cook has been President and Chief Compliance Officer of Cook Financial Designs, Inc. since June 2001, and is a control person of the firm.
Is Daniel Cook a financial advisor?
Yes. Daniel Cook has a current investment-adviser registration in Louisiana, North Carolina, Texas and Virginia, through Cook Financial Designs since September 2001.
How many years of experience does Daniel Cook have?
Daniel Cook has 25 years in the financial industry, since September 2001, across 2 adviser firms.
What exams has Daniel Cook passed?
Daniel Cook has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2001.
Where is Daniel Cook based?
Daniel Cook’s registered office is in Virginia Beach, VA.
Is Daniel Cook registered with FINRA?
No. Daniel Cook has no current broker registration.
How can I verify Daniel Cook’s record?
Search CRD 4423756 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Cook’s full registration record.