Daniel Conway has been President & CEO, Chief Compliance Officer of Conway Capital Management since December 2004, is a control person of the firm and directly owns 75% or more of it.
Conway Capital Management, Inc. is a Burbank, CA firm with $232M under management, 68 clients and 1 adviser across 2 offices, as of its March 2026 filing.
Daniel Conway’s longest registration is the current one, 21 years at Conway Capital Management since 2004. Before joining Conway Capital Management in 2004, Daniel Conway was registered through Citigroup Global Markets Inc.
- – present · 21 yearsBurbank, CA · Adviser representative · Firm CRD 133260
- Citigroup Global Markets Inc.– · 7 yearsLos Angeles, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Daniel Conway is registered as an investment adviser representative in 3 states. The first approvals date from December 2004; the most recent is Massachusetts, in May 2026.
- CaliforniaSince 16 December 2004
- GeorgiaSince 2 March 2018
- MassachusettsSince 15 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 March 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 February 1994 |
| Series 7 | General Securities Representative Examination | 3 January 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Ernest Conway
- CRD
- 2420582
- Firm
- Conway Capital Management · CRD 133260
- Role
- President & CEO, Chief Compliance Officer
- Office
- 3500 W. OLIVE AVENUE, SUITE 300, Burbank, CA 91505
- Registration
- Investment adviser registration
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Conway work?
Daniel Conway has been President & CEO, Chief Compliance Officer of Conway Capital Management, Inc. since December 2004, and is a control person of the firm.
Is Daniel Conway a financial advisor?
Yes. Daniel Conway has a current investment-adviser registration in California, Georgia and Massachusetts, through Conway Capital Management since December 2004.
How many years of experience does Daniel Conway have?
Daniel Conway has 29 years in the financial industry, since July 1997, across 2 adviser firms.
What exams has Daniel Conway passed?
Daniel Conway has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 1994.
Where is Daniel Conway based?
Daniel Conway’s registered office is in Burbank, CA.
Is Daniel Conway registered with FINRA?
No. Daniel Conway has no current broker registration.
How can I verify Daniel Conway’s record?
Search CRD 2420582 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Conway’s full registration record.