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Daniel Carter

Co-CEO/Member/Chief Compliance Officer at D&A Advisors in Reno, NV

Investment adviser registrationUpdated

Daniel Carter is Co-CEO/Member/Chief Compliance Officer of D&a Advisors, LLC, an investment adviser managing $127M, and works from its Reno, NV office. Daniel Carter has been registered as an investment adviser representative through D&A Advisors since 8 July 2020, has 6 years in the industry across 1 firm and has passed the Series 65.

6
Years in industry
6
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Daniel Carter has been Co-CEO/Member/Chief Compliance Officer of D&A Advisors since May 2020, is a control person of the firm and directly owns under 5% of it.

D&a Advisors, LLC is a Reno, NV firm with $127M under management, 168 clients and 2 advisers in one office, as of its June 2026 filing.

  1. Sierra Management GroupCurrent
    – present · 6 years
    Reno, NV · Adviser representative · Firm CRD 307227

Credentials and registrations

Investment adviser representative registrations

Daniel Carter is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2020; the most recent is Texas, in September 2020.

  • NevadaSince 8 July 2020
  • TexasResidentSince 25 September 2020

Examinations

Series 6519 December 2019
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Daniel E Carter
CRD
7222426
Firm
D&A Advisors · CRD 307227
Role
Co-CEO/Member/Chief Compliance Officer
Office
5255 LONGLEY LANE, SUITE 101, Reno, NV 89511-5200
Registration
Investment adviser registration
In the industry since
July 2020
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Daniel Carter work?

Daniel Carter has been Co-CEO/Member/Chief Compliance Officer of D&a Advisors, LLC since May 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 June 2026

Is Daniel Carter a financial advisor?

Yes. Daniel Carter has a current investment-adviser registration in Nevada and Texas, through D&A Advisors since July 2020.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Daniel Carter have?

Daniel Carter has 6 years in the financial industry, since July 2020, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Daniel Carter passed?

Daniel Carter passed the Series 65 in December 2019.

Source: IAPD individual record, checked 22 October 2026

Where is Daniel Carter based?

Daniel Carter’s registered office is in Reno, NV.

Source: IAPD individual record, checked 22 October 2026

Is Daniel Carter registered with FINRA?

No. Daniel Carter has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Daniel Carter’s record?

Search CRD 7222426 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Carter’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at D&A Advisors

Sources

  1. IAPD individual record, CRD 7222426, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of D&a Advisors, LLC, filed 3 June 2026. Title, control and ownership bands.
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