Anthony Ozuna has been Co-CEO/Member of D&A Advisors since January 2020, is a control person of the firm and directly owns between 50% and 75% of it.
D&a Advisors, LLC is a Reno, NV firm with $127M under management, 168 clients and 2 advisers in one office, as of its June 2026 filing.
- Sierra Management GroupCurrent– present · 6 yearsReno, NV · Adviser representative · Firm CRD 307227
Investment adviser representative registrations
Anthony Ozuna is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2020; the most recent is Texas, in September 2020.
- NevadaSince 21 July 2020
- TexasResidentSince 25 September 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 December 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Anthony Lucas Ozuna
- CRD
- 7222427
- Firm
- D&A Advisors · CRD 307227
- Role
- Co-CEO/Member
- Office
- 5255 LONGLEY LANE, SUITE 101, Reno, NV 89511-5200
- Registration
- Investment adviser registration
- In the industry since
- July 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Anthony Ozuna work?
Anthony Ozuna has been Co-CEO/Member of D&a Advisors, LLC since January 2020, and is a control person of the firm.
Is Anthony Ozuna a financial advisor?
Yes. Anthony Ozuna has a current investment-adviser registration in Nevada and Texas, through D&A Advisors since July 2020.
How many years of experience does Anthony Ozuna have?
Anthony Ozuna has 6 years in the financial industry, since July 2020, across 1 adviser firm.
What exams has Anthony Ozuna passed?
Anthony Ozuna passed the Series 65 in December 2019.
Where is Anthony Ozuna based?
Anthony Ozuna’s registered office is in Reno, NV.
Is Anthony Ozuna registered with FINRA?
No. Anthony Ozuna has no current broker registration.
How can I verify Anthony Ozuna’s record?
Search CRD 7222427 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Ozuna’s full registration record.