Daniel Bennett has been President and CCO of Aps Management Group since April 2014, is a control person of the firm and directly owns between 25% and 50% of it.
Aps Management Group, Inc. is a Torrance, CA firm with $217M under management, 471 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Daniel Bennett’s longest registration is the current one, 9 years at Aps Management Group since 2016. Before joining Aps Management Group in 2016, Daniel Bennett was registered through MML Investors Services, LLC.
- – present · 9 yearsTorrance, CA · Adviser representative · Firm CRD 284697
- MML Investors Services, LLC– · 5 yearsLos Angeles, CA · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Daniel Bennett is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2016; the most recent is Texas, in September 2019.
- CaliforniaSince 31 October 2016
- TexasResidentSince 27 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 June 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 November 2003 |
| Series 24 | General Securities Principal Examination | 6 March 1999 |
| Series 7 | General Securities Representative Examination | 25 October 1997 |
| Series 11 | Assistant Representative-Order Processing Qualification Exam | 21 January 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Assistant Representative-Order Processing Qualification Exam
- Full name
- Daniel Roy Bennett
- CRD
- 2225959
- Firm
- Aps Management Group · CRD 284697
- Role
- President and CCO
- Office
- 3625 DEL AMO BLVD, SUITE 190, Torrance, CA 90503
- Registration
- Investment adviser registration
- In the industry since
- October 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Bennett work?
Daniel Bennett has been President and CCO of Aps Management Group, Inc. since April 2014, and is a control person of the firm.
Is Daniel Bennett a financial advisor?
Yes. Daniel Bennett has a current investment-adviser registration in California and Texas, through Aps Management Group since October 2016.
How many years of experience does Daniel Bennett have?
Daniel Bennett has 28 years in the financial industry, since October 1998, across 2 adviser firms.
What exams has Daniel Bennett passed?
Daniel Bennett has passed 5 licensing exams: the Series 11, Series 7, Series 24, Series 63 and Series 66. The earliest, the Series 11, was passed in January 1993. FINRA credited Daniel Bennett with the SIE, which began in October 2018.
Where is Daniel Bennett based?
Daniel Bennett’s registered office is in Torrance, CA.
Is Daniel Bennett registered with FINRA?
No. Daniel Bennett has no current broker registration.
How can I verify Daniel Bennett’s record?
Search CRD 2225959 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Bennett’s full registration record.
