Daniel Auble has been an investment adviser representative at Symphony Financial Services since June 2026, and is not listed among the firm’s executive officers or direct owners. Daniel Auble holds a Degree in Finance and Economics, minor in Marketing from Capital University.
Symphony Financial Services, Inc. is an Akron, OH firm with $429M under management, 641 clients and 7 advisers across 2 offices, as of its February 2026 filing.
Dan W. Auble is an Investment Advisor Representative of Symphony Financial Services, Inc., based in Akron, Ohio. He began his career in banking and wealth management. Before joining Symphony, he served as a private client advisor, working with new and existing clients on financial plans, investments and portfolio guidance, and he has experience supporting multiple branches.
Daniel Auble’s longest registration was 4 years at Key Investment Services LLC (2021–2026). Before joining Symphony Financial Services in 2026, Daniel Auble was registered through Key Investment Services LLC.
- – present · under a yearAkron, OH · Adviser representative · Firm CRD 125058
- Key Investment Services LLC– · 4 yearsBrooklyn, OH · Adviser representative · Firm CRD 136300
Investment adviser representative registrations
Daniel Auble is registered as an investment adviser representative in Ohio, since June 2026.
- OhioSince 7 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 December 2021 |
| Series 7TO | General Securities Representative Examination | 11 October 2021 |
| SIE | Securities Industry Essentials Examination | 8 February 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7445583
- Firm
- Symphony Financial Services · CRD 125058
- Office
- 4100 EMBASSY PARKWAY, SUITE 100, Akron, OH 44333
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- symphony-financial.com
Where does Daniel Auble work?
Daniel Auble is an investment adviser representative registered through Symphony Financial Services, Inc. since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Auble a financial advisor?
Yes. Daniel Auble has a current investment-adviser registration in Ohio, through Symphony Financial Services since June 2026.
How many years of experience does Daniel Auble have?
Daniel Auble has 5 years in the financial industry, since October 2021, across 2 adviser firms.
What exams has Daniel Auble passed?
Daniel Auble has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2021.
Where is Daniel Auble based?
Daniel Auble’s registered office is in Akron, OH.
Is Daniel Auble registered with FINRA?
Yes. Daniel Auble has a current broker registration, under CRD 7445583.
Source: FINRA BrokerCheck
How can I verify Daniel Auble’s record?
Search CRD 7445583 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Auble’s full registration record.