Daniel Apple has been Partner of Apple & Associates since January 2001, is a control person of the firm and directly owns between 50% and 75% of it.
Apple & Associates is a Grass Valley, CA firm with $138M under management, 247 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Daniel Apple’s longest registration is the current one, 23 years at Apple & Associates since 2003. Before joining Apple & Associates in 2003, Daniel Apple was registered through Apple & Associates and Associated Securities Corp.
- Apple & AssociatesCurrent– present · 23 yearsGrass Valley, CA · Adviser representative · Firm CRD 126849
- Apple & Associates– · 3 yearsGrass Valley, CA · Adviser representative · Firm CRD 112166
- Associated Securities Corp.– · 5 yearsGrass Valley, CA · Adviser representative · Firm CRD 12969
- Associated Planners Investment Advisory Inc– · 6 yearsGrass Valley, CA · Adviser representative · Firm CRD 104790
Investment adviser representative registrations
Daniel Apple is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2003; the most recent is Texas, in August 2016.
- CaliforniaSince 12 May 2003
- TexasResidentSince 19 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 May 1986 |
| Series 24 | General Securities Principal Examination | 3 May 1986 |
| Series 7 | General Securities Representative Examination | 18 August 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Bryce Apple
- CRD
- 1285182
- Firm
- Apple & Associates · CRD 126849
- Role
- Partner
- Office
- 565 BRUNSWICK ROAD, SUITE 8, Grass Valley, CA 95945
- Registration
- Investment adviser registration
- In the industry since
- August 1984
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Apple work?
Daniel Apple has been Partner of Apple & Associates since January 2001, and is a control person of the firm.
Is Daniel Apple a financial advisor?
Yes. Daniel Apple has a current investment-adviser registration in California and Texas, through Apple & Associates since May 2003.
How many years of experience does Daniel Apple have?
Daniel Apple has 42 years in the financial industry, since August 1984, across 4 adviser firms.
What exams has Daniel Apple passed?
Daniel Apple has passed 3 licensing exams: the Series 7, Series 24 and Series 63. The earliest, the Series 7, was passed in August 1984. FINRA credited Daniel Apple with the SIE, which began in October 2018.
Where is Daniel Apple based?
Daniel Apple’s registered office is in Grass Valley, CA.
Is Daniel Apple registered with FINRA?
No. Daniel Apple has no current broker registration.
How can I verify Daniel Apple’s record?
Search CRD 1285182 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Apple’s full registration record.