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Dana Moreau

Treasurer at CF Private Equity

Broker registration; no current adviser registration

Dana Moreau is Treasurer of CF Private Equity, Inc., a Norwalk investment adviser managing $17.5B. Dana Moreau has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 31 and Series 99TO.

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Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Dana Moreau has been Treasurer of CF Private Equity since September 2024. Dana Moreau is not listed as a control person, but directly owns under 5% of the firm. Dana Moreau holds a BA in Economics from Assumption College and an MBA from Columbia University.

CF Private Equity, Inc. is a Norwalk, CT firm with $17.5B under management, 88 clients and 44 advisers across 6 offices, as of its September 2026 filing.

Commonfund identifies Dana Moreau as COO and CFO, overseeing finance, risk, investor services, technology, operations and human resources. He previously worked at State Street.

No adviser firm registrations are on Dana Moreau’s record.

Credentials and registrations

Examinations

Series 99TO2 January 2023
Name
Operations Professional Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 3129 June 2012
Name
Futures Managed Funds Examination
Series 634 August 2011
Name
Uniform Securities Agent State Law Examination
Series 75 April 2011
Name
General Securities Representative Examination

Individual record

Full name
Dana James Moreau
CRD
5870902
Firm bio
commonfund.org

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Dana Moreau work?

Dana Moreau has been Treasurer of CF Private Equity, Inc. since September 2024.

Source: Form ADV, Schedule A, filed 28 September 2026

Does Dana Moreau have a current investment-adviser registration?

Dana Moreau has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Dana Moreau passed?

Dana Moreau has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 99TO. The earliest, the Series 7, was passed in April 2011. FINRA credited Dana Moreau with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at CF Private Equity

Sources

  1. IAPD individual record, CRD 5870902. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of CF Private Equity, Inc., filed 28 September 2026. Title, control and ownership bands.
  3. CF Private Equity team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

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