Niva WealthLet’s talk

Dan Byrnes

Chief Executive Officer at Asset Allocation & Management

Officer record from the firm’s Form ADVForm ADV filed 24 March 2026

Dan Byrnes is Chief Executive Officer of Asset Allocation & Management Company, LLC, a Chicago investment adviser.

Role at Asset Allocation & Management

Title on Schedule A
Chief Executive Officer
Control
Dan Byrnes is a control person of Asset Allocation & Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Dan Byrnes has held the filed role since March 2025.

The firm

Asset Allocation & Management Company, LLC
Chicago, IL

Form ADV filed 24 March 2026

$27.5B AUM123 clients30 advisers1 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Dan Byrnes is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Dan Byrnes
CRD
7245245
Firm
Asset Allocation & Management Company, LLC
Record basis
Form ADV officer listing
Firm bio
aamcompany.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

AAM says Dan Byrnes oversees its functions and strategic direction. Before becoming CEO, he was an AAM portfolio manager. Official firm biography

Education

Credentials and memberships

Common questions

Where does Dan Byrnes work?

Dan Byrnes has been Chief Executive Officer of Asset Allocation & Management Company, LLC since March 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 March 2026

Is Dan Byrnes a CFA charterholder?

Asset Allocation & Management lists Dan Byrnes with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.

Source: Official firm biography

Leadership at Asset Allocation & Management

Sources

  1. IAPD individual lookup, CRD 7245245. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Asset Allocation & Management Company, LLC, filed 24 March 2026. Title, control and ownership bands.
  3. Asset Allocation & Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Dan Byrnes or Asset Allocation & Management Company, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.