Damion Smith has been an investment adviser representative at Great Gable Advisors since June 2020, and is not listed among the firm’s executive officers or direct owners. Damion Smith holds a BS in Finance from the University of Southern California.
Great Gable Advisors, LLC is a Beverly Hills, CA firm with $221M under management, 301 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Damion Smith is Managing Director and Wealth Advisor of Great Gable Advisors, LLC. He has served the needs of families for over 28 years, previously at Smith Barney, Paine Webber/UBS and most recently Morgan Stanley. He advises high net worth families across all aspects of their financial lives.
Damion Smith’s longest registration was 16 years at UBS Financial Services Inc. (1997–2013). Before joining Great Gable Advisors in 2020, Damion Smith was registered through Morgan Stanley and UBS Financial Services Inc.
- – present · 7 yearsBeverly Hills, CA · Adviser representative · Firm CRD 297501
- Morgan Stanley– · 6 yearsValencia, CA · Adviser representative · Firm CRD 149777
- UBS Financial Services Inc.– · 16 yearsBeverly Hills, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Damion Smith is registered as an investment adviser representative in California, since June 2020.
- CaliforniaSince 4 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 1 August 2005 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 22 July 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 January 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 September 1996 |
| Series 7 | General Securities Representative Examination | 16 July 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Damion Lenell Smith
- CRD
- 2742796
- Firm
- Great Gable Advisors · CRD 297501
- Office
- 315 S. BEVERLY DR SUITE 406, Beverly Hills, CA 90212
- Registration
- Investment adviser registration
- In the industry since
- September 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- greatgable.com
Where does Damion Smith work?
Damion Smith is an investment adviser representative registered through Great Gable Advisors, LLC since June 2020, and is not listed among the firm’s executive officers or direct owners.
Is Damion Smith a financial advisor?
Yes. Damion Smith has a current investment-adviser registration in California, through Great Gable Advisors since June 2020.
How many years of experience does Damion Smith have?
Damion Smith has 30 years in the financial industry, since September 1996, across 3 adviser firms.
What exams has Damion Smith passed?
Damion Smith has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 9 and Series 10. The earliest, the Series 7, was passed in July 1996. FINRA credited Damion Smith with the SIE, which began in October 2018.
Where did Damion Smith work before Great Gable Advisors?
Before Great Gable Advisors, Damion Smith was registered through Morgan Stanley, January 2013 to February 2019; UBS Financial Services Inc., January 1997 to February 2013.
Where is Damion Smith based?
Damion Smith’s registered office is in Beverly Hills, CA.
Is Damion Smith registered with FINRA?
No. Damion Smith has no current broker registration.
How can I verify Damion Smith’s record?
Search CRD 2742796 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Damion Smith’s full registration record.
