Dale Rubin has been an investment adviser representative at Beacon Financial Advisory since May 2015, and is not listed among the firm’s executive officers or direct owners.
Beacon Financial Advisory LLC is a Cleveland, OH firm with $901M under management, 1,556 clients and 13 advisers across 5 offices, as of its March 2026 filing.
Dale Rubin is Financial Advisor and Founding Partner of Beacon Financial Partners. He began his financial services career with Merrill Lynch in 1983 and later worked at Smith Barney. In 1999 he joined Cleveland Financial Group, where he focused on retirement and investment planning, and in 2006 he co-founded Beacon Financial Partners in Beachwood, Ohio.
Dale Rubin’s longest registration is the current one, 14 years at Capital Analysts since 2012. Before joining Beacon Financial Advisory in 2015, Dale Rubin was registered through Lincoln Investment Planning, Inc and Capital Analysts Incorporated.
- Lincoln InvestmentAlso current– present · 2 yearsCleveland, OH · Adviser representative · Firm CRD 519
- – present · 11 yearsCleveland, OH · Adviser representative · Firm CRD 174334
- Capital AnalystsAlso current– present · 14 yearsCleveland, OH · Adviser representative · Firm CRD 162200
- Lincoln Investment Planning, Inc– · 3 yearsFort Washington, PA · Adviser representative · Firm CRD 519
- Capital Analysts Incorporated– · 2 yearsCleveland, OH · Adviser representative · Firm CRD 5478
- Sanders Morris Harris Inc.– · 3 yearsBeachwood, OH · Adviser representative · Firm CRD 20580
- Lincoln Financial Advisors Corporation– · 7 yearsCleveland, OH · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Dale Rubin is registered as an investment adviser representative in Ohio, since June 2012.
- OhioSince 5 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 21 October 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 December 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 February 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 1304312
- Firm
- Beacon Financial Advisory · CRD 174334
- Office
- 25825 SCIENCE PARK DRIVE, SUITE 110, Cleveland, OH 44122
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- beaconplanners.com
Where does Dale Rubin work?
Dale Rubin is an investment adviser representative registered through Beacon Financial Advisory LLC since May 2015, and is not listed among the firm’s executive officers or direct owners.
Is Dale Rubin a financial advisor?
Yes. Dale Rubin has a current investment-adviser registration in Ohio, through Beacon Financial Advisory since May 2015.
How many years of experience does Dale Rubin have?
Dale Rubin has 38 years in the financial industry, since February 1988, across 6 adviser firms.
What exams has Dale Rubin passed?
Dale Rubin has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in February 1992. FINRA credited Dale Rubin with the SIE, which began in October 2018.
Where did Dale Rubin work before Beacon Financial Advisory?
Before Beacon Financial Advisory, Dale Rubin was registered through Capital Analysts Incorporated, April 2010 to June 2012; Sanders Morris Harris Inc., January 2007 to May 2010; Lincoln Financial Advisors Corporation, January 2000 to January 2007.
Where is Dale Rubin based?
Dale Rubin’s registered office is in Cleveland, OH.
Is Dale Rubin registered with FINRA?
Yes. Dale Rubin has a current broker registration, under CRD 1304312.
Source: FINRA BrokerCheck
How can I verify Dale Rubin’s record?
Search CRD 1304312 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dale Rubin’s full registration record.
