Dah-Chin Chi has been an investment adviser representative at TNT Asset Management since August 2017, and is not listed among the firm’s executive officers or direct owners.
TNT Asset Management, LLC is a Round Rock, TX firm with $175M under management, 203 clients and 4 advisers across 2 offices, as of its September 2026 filing.
Dah-Chin Chi’s longest registration was 9 years at Voya Financial Advisors, Inc. (2007–2017). Before joining TNT Asset Management in 2017, Dah-Chin Chi was registered through Voya Financial Advisors, Inc.
- TNT Asset Management, LLCCurrent– present · 9 yearsRound Rock, TX · Adviser representative · Firm CRD 153309
- Voya Financial Advisors, Inc.– · 9 yearsAustin, TX · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Dah-Chin Chi is registered as an investment adviser representative in Texas, since August 2017.
- TexasSince 25 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 September 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 July 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 4242451
- Firm
- TNT Asset Management · CRD 153309
- Office
- 105 E. MAIN STREET, Round Rock, TX 78664
- Registration
- Investment adviser registration
- In the industry since
- August 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Dah-Chin Chi work?
Dah-Chin Chi is an investment adviser representative registered through TNT Asset Management, LLC since August 2017, and is not listed among the firm’s executive officers or direct owners.
Is Dah-Chin Chi a financial advisor?
Yes. Dah-Chin Chi has a current investment-adviser registration in Texas, through TNT Asset Management since August 2017.
How many years of experience does Dah-Chin Chi have?
Dah-Chin Chi has 25 years in the financial industry, since August 2001, across 2 adviser firms.
What exams has Dah-Chin Chi passed?
Dah-Chin Chi has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in July 2001. FINRA credited Dah-Chin Chi with the SIE, which began in October 2018.
Where is Dah-Chin Chi based?
Dah-Chin Chi’s registered office is in Round Rock, TX.
Is Dah-Chin Chi registered with FINRA?
No. Dah-Chin Chi has no current broker registration.
How can I verify Dah-Chin Chi’s record?
Search CRD 4242451 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dah-Chin Chi’s full registration record.
