Issam Bakir has been Managing Member/Chief Compliance Officer of TNT Asset Management since January 2010, is a control person of the firm and directly owns 75% or more of it.
TNT Asset Management, LLC is a Round Rock, TX firm with $175M under management, 203 clients and 4 advisers across 2 offices, as of its September 2026 filing.
Issam Bakir’s longest registration is the current one, 15 years at TNT Asset Management since 2010. Before joining TNT Asset Management in 2010, Issam Bakir was registered through Sagepoint Financial, Inc. and BTS Asset Management, Inc.
- Next Financial Group, Inc.– · 4 yearsRound Rock, TX · Adviser representative · Firm CRD 46214
- TNT Asset Management, LLCCurrent– present · 15 yearsRound Rock, TX · Adviser representative · Firm CRD 153309
- Sagepoint Financial, Inc.– · 7 yearsRound Rock, TX · Adviser representative · Firm CRD 133763
- BTS Asset Management, Inc.– · 7 yearsRoundrock, TX · Adviser representative · Firm CRD 105215
- Sentra Securities Corp– · 13 yearsRound Rock, TX · Adviser representative · Firm CRD 10249
Investment adviser representative registrations
Issam Bakir is registered as an investment adviser representative in Texas, since November 2010.
- TexasSince 8 November 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 24 August 1992 |
| Series 7 | General Securities Representative Examination | 17 June 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 April 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 March 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Issam Mahmoud Bakir
- CRD
- 1792922
- Firm
- TNT Asset Management · CRD 153309
- Role
- Managing Member/Chief Compliance Officer
- Office
- 105 E. MAIN STREET, Round Rock, TX 78664
- Registration
- Investment adviser registration
- In the industry since
- April 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does Issam Bakir work?
Issam Bakir has been Managing Member/Chief Compliance Officer of TNT Asset Management, LLC since January 2010, and is a control person of the firm.
Is Issam Bakir a financial advisor?
Yes. Issam Bakir has a current investment-adviser registration in Texas, through TNT Asset Management since November 2010.
How many years of experience does Issam Bakir have?
Issam Bakir has 38 years in the financial industry, since April 1988, across 5 adviser firms.
What exams has Issam Bakir passed?
Issam Bakir has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in March 1988. FINRA credited Issam Bakir with the SIE, which began in October 2018.
Where did Issam Bakir work before TNT Asset Management?
Before TNT Asset Management, Issam Bakir was registered through BTS Asset Management, Inc., November 1997 to December 2004; Sentra Securities Corp, January 1992 to October 2005.
Where is Issam Bakir based?
Issam Bakir’s registered office is in Round Rock, TX.
Is Issam Bakir registered with FINRA?
No. Issam Bakir has no current broker registration.
How can I verify Issam Bakir’s record?
Search CRD 1792922 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Issam Bakir’s full registration record.
