Craig Rottman has been Managing Member of Classic Asset Management since January 2013, is a control person of the firm and directly owns under 5% of it. Craig Rottman holds a B.A. in Physics from Calvin College and an M.S. and Ph.D. in Physics from the University of Illinois.
Classic Asset Management, LLC is a Fargo, ND firm with $189M under management, 659 clients and 4 advisers across 2 offices, as of its May 2026 filing.
Craig Rottman is Financial Advisor of Financial Strategies Group, based in Fargo, North Dakota. Rottman worked as a physicist before becoming a financial advisor. Rottman takes a problem-solving approach in working with clients to manage their assets.
Craig Rottman’s longest registration is the current one, 20 years at Classic Asset Management since 2006. Before joining Classic Asset Management in 2006, Craig Rottman was registered through Questar Asset Management, Inc. and Questar Capital Corporation.
- Secure Asset Management, L.L.C.– · 1 yearLakewood, CO · Adviser representative · Firm CRD 144046
- Financial Strategies GroupCurrent– present · 20 yearsLakewood, CO · Adviser representative · Firm CRD 122030
- Questar Asset Management, Inc.– · 2 yearsFargo, ND · Adviser representative · Firm CRD 133358
- Questar Capital Corporation– · 2 yearsFargo, ND · Adviser representative · Firm CRD 43100
Investment adviser representative registrations
Craig Rottman is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from July 2006; the most recent is Colorado, in June 2023.
- ColoradoSince 1 June 2023
- North DakotaSince 5 July 2006
- TexasResidentSince 20 January 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 17 October 2012 |
| Series 7 | General Securities Representative Examination | 9 June 2003 |
| Series 66 | Uniform Combined State Law Examination | 22 April 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Craig Alan Rottman
- CRD
- 4647293
- Firm
- Classic Asset Management · CRD 122030
- Role
- Managing Member
- Office
- Lakewood, CO
- Registration
- Investment adviser registration
- In the industry since
- June 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- finstrat.com
Where does Craig Rottman work?
Craig Rottman has been Managing Member of Classic Asset Management, LLC since January 2013, and is a control person of the firm.
Is Craig Rottman a financial advisor?
Yes. Craig Rottman has a current investment-adviser registration in Colorado, North Dakota and Texas, through Classic Asset Management since July 2006.
How many years of experience does Craig Rottman have?
Craig Rottman has 23 years in the financial industry, since June 2003, across 4 adviser firms.
What exams has Craig Rottman passed?
Craig Rottman has passed 3 licensing exams: the Series 66, Series 7 and Series 24. The earliest, the Series 66, was passed in April 2003. FINRA credited Craig Rottman with the SIE, which began in October 2018.
Where did Craig Rottman work before Classic Asset Management?
Before Classic Asset Management, Craig Rottman was registered through Questar Capital Corporation, June 2003 to December 2005.
Where is Craig Rottman based?
Craig Rottman’s registered office is in Lakewood, CO.
Is Craig Rottman registered with FINRA?
No. Craig Rottman has no current broker registration.
How can I verify Craig Rottman’s record?
Search CRD 4647293 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Craig Rottman’s full registration record.
