Ashleigh Swayze has been Chief Compliance Officer of Classic Asset Management since May 2026, is a control person of the firm and directly owns under 5% of it.
Classic Asset Management, LLC is a Fargo, ND firm with $189M under management, 659 clients and 4 advisers across 2 offices, as of its May 2026 filing.
Ashleigh Swayze’s longest registration was under a year at Gleacher Advisors LLC (2009–2009).
- Robbins Farley LLC– · under a yearManchester, NH · Adviser representative · Firm CRD 286581
- Awareness Wealth Advisors, Inc.– · under a yearMcLean, VA · Adviser representative · Firm CRD 239786
- Gira & Gira Investment Advisors LLC– · under a yearHarrisonburg, VA · Adviser representative · Firm CRD 167813
- Investment Leadership, LLC– · under a yearForest, VA · Adviser representative · Firm CRD 167352
- Coliseum Wealth Management, LLC– · under a yearNorth Bethesda, MD · Adviser representative · Firm CRD 165610
- Gleacher Advisors LLC– · under a yearNew York, NY · Adviser representative · Firm CRD 131928
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 January 2013 |
| Series 7 | General Securities Representative Examination | 20 January 2005 |
| Series 24 | General Securities Principal Examination | 16 September 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Principal Examination
- Full name
- Ashleigh Cooper Swayze
- CRD
- 4632543
- Firm
- Classic Asset Management · CRD 122030
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Ashleigh Swayze work?
Ashleigh Swayze has been Chief Compliance Officer of Classic Asset Management, LLC since May 2026, and is a control person of the firm.
Does Ashleigh Swayze have a current investment-adviser registration?
Ashleigh Swayze has no current investment-adviser or broker registration.
What exams has Ashleigh Swayze passed?
Ashleigh Swayze has passed 3 licensing exams: the Series 24, Series 7 and Series 65. The earliest, the Series 24, was passed in September 2003.
Where was Ashleigh Swayze previously registered as an investment adviser?
Ashleigh Swayze has past investment-adviser registrations through Robbins Farley LLC, March 2017 to September 2017; Awareness Wealth Advisors, Inc., July 2015 to January 2016; Gira & Gira Investment Advisors LLC, June 2013 to July 2013; Investment Leadership, LLC, May 2013 to June 2013; Coliseum Wealth Management, LLC, January 2013 to March 2013; Gleacher Advisors LLC, March 2009 to December 2009, across 6 firms.
Is Ashleigh Swayze registered with FINRA?
No. Ashleigh Swayze has no current broker registration.
How can I verify Ashleigh Swayze’s record?
Search CRD 4632543 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ashleigh Swayze’s full registration record.
