Courtney Krogstad has been an investment adviser representative at Richmond Investment Services since May 2024, and is not listed among the firm’s executive officers or direct owners.
Richmond Investment Services LLC is a Mequon, WI firm with $453M under management, 890 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Courtney Krogstad’s longest registration was 3 years at Robert W. Baird & Co. Incorporated (2017–2021). Before joining Richmond Investment Services in 2024, Courtney Krogstad was registered through LPL Financial LLC and Robert W. Baird & Co. Incorporated.
- – present · 2 yearsMequon, WI · Adviser representative · Firm CRD 327451
- LPL Financial LLC– · 3 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- Robert W. Baird & Co. Incorporated– · 3 yearsMequon, WI · Adviser representative · Firm CRD 8158
- Northwestern Mutual Investment Services,llc– · 1 yearMilwaukee, WI · Adviser representative · Firm CRD 2881
- Robert W. Baird & Co. Incorporated– · 2 yearsMilwaukee, WI · Adviser representative · Firm CRD 8158
- Next Financial Group, Inc.– · under a yearDelafield, WI · Adviser representative · Firm CRD 46214
Investment adviser representative registrations
Courtney Krogstad is registered as an investment adviser representative in Wisconsin, since May 2024.
- WisconsinSince 21 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 November 2013 |
| Series 7 | General Securities Representative Examination | 13 May 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 March 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 March 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Courtney M Krogstad
- CRD
- 6030675
- Firm
- Richmond Investment Services · CRD 327451
- Office
- 7702 W MEQUON RD, Mequon, WI 53097-3217
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Courtney Krogstad work?
Courtney Krogstad is an investment adviser representative registered through Richmond Investment Services LLC since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Courtney Krogstad a financial advisor?
Yes. Courtney Krogstad has a current investment-adviser registration in Wisconsin, through Richmond Investment Services since May 2024.
How many years of experience does Courtney Krogstad have?
Courtney Krogstad has 14 years in the financial industry, since May 2012, across 5 adviser firms.
What exams has Courtney Krogstad passed?
Courtney Krogstad has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in March 2012. FINRA credited Courtney Krogstad with the SIE, which began in October 2018.
Where did Courtney Krogstad work before Richmond Investment Services?
Before Richmond Investment Services, Courtney Krogstad was registered through Robert W. Baird & Co. Incorporated, April 2017 to January 2021; Northwestern Mutual Investment Services,llc, April 2016 to April 2017; Robert W. Baird & Co. Incorporated, February 2014 to February 2016; Next Financial Group, Inc., November 2013 to February 2014.
Where is Courtney Krogstad based?
Courtney Krogstad’s registered office is in Mequon, WI.
Is Courtney Krogstad registered with FINRA?
Yes. Courtney Krogstad has a current broker registration, under CRD 6030675.
Source: FINRA BrokerCheck
How can I verify Courtney Krogstad’s record?
Search CRD 6030675 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Courtney Krogstad’s full registration record.