Courtney Haddad has been Chief Compliance Officer of Concurrent Investment Advisors since October 2022, is a control person of the firm and directly owns under 5% of it.
Concurrent Investment Advisors, LLC is a Tampa, FL firm with $15.7B under management, 13,277 clients and 160 advisers across 73 offices, as of its September 2026 filing.
Courtney Haddad’s longest registration was 13 years at Raymond James Financial Services Advisors, Inc (2009–2022). Before joining Concurrent Investment Advisors in 2022, Courtney Haddad was registered through Raymond James Financial Services Advisors, Inc and Raymond James Financial Services.
- – present · 3 yearsTampa, FL · Adviser representative · Firm CRD 323135
- Raymond James Financial Services Advisors, Inc– · 13 yearsTampa, FL · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 4 yearsDeland, FL · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Courtney Haddad is registered as an investment adviser representative in Florida, since November 2022.
- FloridaSince 21 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 1 November 2006 |
| Series 24 | General Securities Principal Examination | 10 May 2002 |
| Series 31 | Futures Managed Funds Examination | 13 April 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 February 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 February 1999 |
| Series 7 | General Securities Representative Examination | 7 January 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Courtney Tara Haddad
- CRD
- 3169496
- Firm
- Concurrent Investment Advisors · CRD 323135
- Role
- Chief Compliance Officer
- Office
- 100 S. ASHLEY DRIVE, SUITE 830, Tampa, FL 33602
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Courtney Haddad work?
Courtney Haddad has been Chief Compliance Officer of Concurrent Investment Advisors, LLC since October 2022, and is a control person of the firm.
Is Courtney Haddad a financial advisor?
Yes. Courtney Haddad has a current investment-adviser registration in Florida, through Concurrent Investment Advisors since November 2022.
How many years of experience does Courtney Haddad have?
Courtney Haddad has 27 years in the financial industry, since April 1999, across 3 adviser firms.
What exams has Courtney Haddad passed?
Courtney Haddad has passed 6 licensing exams: the Series 7, Series 65, Series 63, Series 31, Series 24 and Series 4. The earliest, the Series 7, was passed in January 1999. FINRA credited Courtney Haddad with the SIE, which began in October 2018.
Where did Courtney Haddad work before Concurrent Investment Advisors?
Before Concurrent Investment Advisors, Courtney Haddad was registered through Raymond James Financial Services Advisors, Inc, January 2009 to November 2022; Raymond James Financial Services, November 2004 to October 2009.
Where is Courtney Haddad based?
Courtney Haddad’s registered office is in Tampa, FL.
Is Courtney Haddad registered with FINRA?
Yes. Courtney Haddad has a current broker registration, under CRD 3169496.
Source: FINRA BrokerCheck
How can I verify Courtney Haddad’s record?
Search CRD 3169496 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Courtney Haddad’s full registration record.