Andrew Ellison has been Chief Financial Officer of Concurrent Investment Advisors since January 2024, is a control person of the firm and directly owns under 5% of it.
Concurrent Investment Advisors, LLC is a Tampa, FL firm with $15.7B under management, 13,277 clients and 160 advisers across 73 offices, as of its September 2026 filing.
No adviser firm registrations are on Andrew Ellison’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 27 | Financial and Operations Principal Examination | 28 March 2024 |
| Series 99TO | Operations Professional Examination | 28 March 2024 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
- Name
- Financial and Operations Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7093137
- Firm
- Concurrent Investment Advisors · CRD 323135
- Role
- Chief Financial Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Ellison work?
Andrew Ellison has been Chief Financial Officer of Concurrent Investment Advisors, LLC since January 2024, and is a control person of the firm.
Does Andrew Ellison have a current investment-adviser registration?
Andrew Ellison has a current broker registration and no current investment-adviser registration.
What exams has Andrew Ellison passed?
Andrew Ellison has passed 3 licensing exams: the SIE, Series 27 and Series 99TO. The earliest, the SIE, was passed in January 2023.
Is Andrew Ellison registered with FINRA?
Yes. Andrew Ellison has a current broker registration, under CRD 7093137.
Source: FINRA BrokerCheck
How can I verify Andrew Ellison’s record?
Search CRD 7093137 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Ellison’s full registration record.