Corey Scrupps has been an investment adviser representative at Northeast Planning Associates since September 2011, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Corey Scrupps’ longest registration is the current one, 15 years at LPL Financial LLC since 2011.
- – present · 15 yearsNewburyport, MA · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 15 yearsAdviser representative · Firm CRD 6413
Investment adviser representative registrations
Corey Scrupps is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2011; the most recent is Texas, in February 2022.
- MassachusettsSince 27 October 2011
- New HampshireSince 20 September 2011
- TexasResidentSince 16 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 September 2011 |
| Series 7 | General Securities Representative Examination | 19 January 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 January 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 January 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Corey Alan Scrupps
- CRD
- 2966493
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 37 1/2 FORRESTER STREET, Newburyport, MA 01950
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Corey Scrupps work?
Corey Scrupps is an investment adviser representative registered through Northeast Planning Associates, Inc. since September 2011, and is not listed among the firm’s executive officers or direct owners.
Is Corey Scrupps a financial advisor?
Yes. Corey Scrupps has a current investment-adviser registration in Massachusetts, New Hampshire and Texas, through Northeast Planning Associates since September 2011.
How many years of experience does Corey Scrupps have?
Corey Scrupps has 28 years in the financial industry, since January 1998, across 2 adviser firms.
What exams has Corey Scrupps passed?
Corey Scrupps has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in January 1998. FINRA credited Corey Scrupps with the SIE, which began in October 2018.
Where is Corey Scrupps based?
Corey Scrupps’ registered office is in Newburyport, MA.
Is Corey Scrupps registered with FINRA?
Yes. Corey Scrupps has a current broker registration, under CRD 2966493.
Source: FINRA BrokerCheck
How can I verify Corey Scrupps’ record?
Search CRD 2966493 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Corey Scrupps’ full registration record.
