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Cooper Carrier

Investment adviser representative at Compass Financial Management in Knoxville, TN

Investment adviser registrationUpdated

Cooper Carrier is an investment adviser representative at Compass Financial Management LLC, an investment adviser managing $894M, and works from its Knoxville, TN office. Cooper Carrier has been registered through Compass Financial Management since 2 March 2026, has 0 years in the industry across 1 firm and has passed the Series 65.

0
Years in industry
0
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Cooper Carrier has been an investment adviser representative at Compass Financial Management since March 2026, and is not listed among the firm’s executive officers or direct owners.

Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.

  1. Compass Financial Management LLCCurrent
    – present · under a year
    Knoxville, TN · Adviser representative · Firm CRD 156345

Credentials and registrations

Investment adviser representative registrations

Cooper Carrier is registered as an investment adviser representative in Tennessee, since March 2026.

  • TennesseeSince 2 March 2026

Examinations

Series 657 March 2025
Name
Uniform Investment Adviser Law Examination

Key facts

CRD
8231849
Firm
Compass Financial Management · CRD 156345
Office
116 Lynwood Drive, Knoxville, TN 37918
Registration
Investment adviser registration
In the industry since
March 2026
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Cooper Carrier work?

Cooper Carrier is an investment adviser representative registered through Compass Financial Management LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Cooper Carrier a financial advisor?

Yes. Cooper Carrier has a current investment-adviser registration in Tennessee, through Compass Financial Management since March 2026.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Cooper Carrier have?

Cooper Carrier has 0 years in the financial industry, since March 2026, across 1 adviser firm.

Source: IAPD individual record, checked 24 October 2026

What exams has Cooper Carrier passed?

Cooper Carrier passed the Series 65 in March 2025.

Source: IAPD individual record, checked 24 October 2026

Where is Cooper Carrier based?

Cooper Carrier’s registered office is in Knoxville, TN.

Source: IAPD individual record, checked 24 October 2026

Is Cooper Carrier registered with FINRA?

No. Cooper Carrier has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Cooper Carrier’s record?

Search CRD 8231849 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cooper Carrier’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Compass Financial Management

  • Matthew MarkowskiDirector/CCO/Managing Member
  • Michael MarkowskiDirector/Managing Member
  • Christopher MarkowskiDirector/Managing Member

Sources

  1. IAPD individual record, CRD 8231849, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Compass Financial Management LLC, filed 18 May 2026. Executive officers and direct owners; this person is not among them.
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