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Conor Paur

Chief Compliance Officer at Bregal Investments

No current adviser or broker registration

Conor Paur is Chief Compliance Officer of Bregal Investments, Inc., a New York investment adviser managing $27.5B. Conor Paur has passed the Series 7, SIE, Series 24 and Series 7TO.

4
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Conor Paur has been Chief Compliance Officer of Bregal Investments since March 2026. Conor Paur is a control person of the firm and directly owns under 5% of it.

Bregal Investments, Inc. is a New York, NY firm with $27.5B under management, 44 clients and 62 advisers across 2 offices, as of its March 2026 filing.

No adviser firm registrations are on Conor Paur’s record.

Credentials and registrations

Examinations

Series 2422 December 2022
Name
General Securities Principal Examination
Series 7TO22 December 2022
Name
General Securities Representative Examination
SIE17 October 2018
Name
Securities Industry Essentials Examination
Series 716 October 2018
Name
General Securities Representative Examination

Individual record

Full name
Conor Ben Paur
CRD
6308267

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Conor Paur work?

Conor Paur has been Chief Compliance Officer of Bregal Investments, Inc. since March 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Conor Paur have a current investment-adviser registration?

Conor Paur has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Conor Paur passed?

Conor Paur has passed 4 licensing exams: the Series 7, SIE, Series 24 and Series 7TO. The earliest, the Series 7, was passed in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Bregal Investments

Sources

  1. IAPD individual record, CRD 6308267. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Bregal Investments, Inc., filed 30 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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