Connor Garry has been an investment adviser representative at Stephen J. Garry & Associates since September 2023, and is not listed among the firm’s executive officers or direct owners.
Stephen J. Garry & Associates, LLC is a Garden City, NY firm with $143M under management, 300 clients and 3 advisers in one office, as of its March 2026 filing.
- – present · 3 yearsGarden City, NY · Adviser representative · Firm CRD 295068
Investment adviser representative registrations
Connor Garry is registered as an investment adviser representative in New York, since September 2023.
- New YorkSince 14 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 14 September 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 August 2023 |
| Series 7TO | General Securities Representative Examination | 11 June 2023 |
| SIE | Securities Industry Essentials Examination | 4 October 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7658109
- Firm
- Stephen J. Garry & Associates · CRD 295068
- Office
- 990 STEWART AVENUE, SUITE 190, Garden City, NY 11530
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Connor Garry work?
Connor Garry is an investment adviser representative registered through Stephen J. Garry & Associates, LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is Connor Garry a financial advisor?
Yes. Connor Garry has a current investment-adviser registration in New York, through Stephen J. Garry & Associates since September 2023.
How many years of experience does Connor Garry have?
Connor Garry has 3 years in the financial industry, since June 2023, across 1 adviser firm.
What exams has Connor Garry passed?
Connor Garry has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 66. The earliest, the SIE, was passed in October 2022.
Where is Connor Garry based?
Connor Garry’s registered office is in Garden City, NY.
Is Connor Garry registered with FINRA?
Yes. Connor Garry has a current broker registration, under CRD 7658109.
Source: FINRA BrokerCheck
How can I verify Connor Garry’s record?
Search CRD 7658109 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Connor Garry’s full registration record.