Connor Brisson has been an investment adviser representative at Northeast Planning Associates since March 2020, and is not listed among the firm’s executive officers or direct owners. Connor Brisson holds a B.S. in Business Administration from the University of Vermont.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Connor Brisson is a Financial Planner with Northeast Planning Associates, Inc., based in Burlington, VT. He was previously an adviser with Wells Fargo Advisors and has banking experience in client services and relationship management. This is his second period with the firm, having earlier worked with Timothy Brisson as Office Manager.
Connor Brisson’s longest registration is the current one, 6 years at LPL Financial LLC since 2020. Before joining Northeast Planning Associates in 2020, Connor Brisson was registered through Wells Fargo Clearing Services, LLC.
- – present · 6 yearsBurlington, VT · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 6 yearsBurlington, VT · Adviser representative · Firm CRD 6413
- Wells Fargo Clearing Services, LLC– · 1 yearBrattleboro, VT · Adviser representative · Firm CRD 19616
Professional designations
Listed by Northeast Planning Associates
- Certified Fund Specialist (CFS)
Investment adviser representative registrations
Connor Brisson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2020; the most recent is Texas, in May 2022.
- TexasResidentSince 24 May 2022
- VermontSince 4 March 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 14 December 2018 |
| Series 7TO | General Securities Representative Examination | 21 November 2018 |
| SIE | Securities Industry Essentials Examination | 23 October 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Connor Allen Woods Brisson
- CRD
- 7027227
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 429 COLCHESTER AVENUE, Burlington, VT 05401
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2018
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- brissonwealthplanning.com
Where does Connor Brisson work?
Connor Brisson is an investment adviser representative registered through Northeast Planning Associates, Inc. since March 2020, and is not listed among the firm’s executive officers or direct owners.
Is Connor Brisson a financial advisor?
Yes. Connor Brisson has a current investment-adviser registration in Texas and Vermont, through Northeast Planning Associates since March 2020.
How many years of experience does Connor Brisson have?
Connor Brisson has 7 years in the financial industry, since December 2018, across 3 adviser firms.
What exams has Connor Brisson passed?
Connor Brisson has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2018.
Where did Connor Brisson work before Northeast Planning Associates?
Before Northeast Planning Associates, Connor Brisson was registered through Wells Fargo Clearing Services, LLC, December 2018 to February 2020.
Where is Connor Brisson based?
Connor Brisson’s registered office is in Burlington, VT.
Is Connor Brisson registered with FINRA?
Yes. Connor Brisson has a current broker registration, under CRD 7027227.
Source: FINRA BrokerCheck
How can I verify Connor Brisson’s record?
Search CRD 7027227 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Connor Brisson’s full registration record.
