Connie Pearson has been an investment adviser representative at Values First Advisors since July 2010, and is not listed among the firm’s executive officers or direct owners.
Values First Advisors, Inc. is a Johnson City, TN firm with $215M under management, 967 clients and 9 advisers across 4 offices, as of its July 2026 filing.
Connie Pearson is Financial Advisor of Values First Advisors. She joined the team in 2010 after 10 years with Zahorik Financial Services. She works with employees on their company retirement plans and on broader financial planning needs such as college savings, insurance, IRAs and non-qualified investments.
- Values First Advisors, Inc.Current– present · 16 yearsDe Soto, KS · Adviser representative · Firm CRD 148532
Investment adviser representative registrations
Connie Pearson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2010; the most recent is Texas, in April 2019.
- KansasSince 1 July 2010
- TexasResidentSince 18 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 March 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 February 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 December 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Connie Theresa Pearson
- CRD
- 4256942
- Firm
- Values First Advisors · CRD 148532
- Office
- De Soto, KS
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- valuesfirst.com
Where does Connie Pearson work?
Connie Pearson is an investment adviser representative registered through Values First Advisors, Inc. since July 2010, and is not listed among the firm’s executive officers or direct owners.
Is Connie Pearson a financial advisor?
Yes. Connie Pearson has a current investment-adviser registration in Kansas and Texas, through Values First Advisors since July 2010.
How many years of experience does Connie Pearson have?
Connie Pearson has 16 years in the financial industry, since July 2010, across 1 adviser firm.
What exams has Connie Pearson passed?
Connie Pearson has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 2000.
Where is Connie Pearson based?
Connie Pearson’s registered office is in De Soto, KS.
Is Connie Pearson registered with FINRA?
No. Connie Pearson has no current broker registration.
How can I verify Connie Pearson’s record?
Search CRD 4256942 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Connie Pearson’s full registration record.
Benjamin NunnPresident, Director- Edwin Garland West (III)Chief Compliance Officer
Larry EllisCEO / Treasurer / Director