Conner Capps has been an investment adviser representative at Transce3nd since October 2022, and is not listed among the firm’s executive officers or direct owners. Conner Capps holds a Bachelor of Science in finance from the University of Missouri.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Conner Capps is Private Wealth Advisor of e3 Wealth, based in St. Louis, Missouri. He joined e3 and works with individual clients and with business owners, focusing on managing 401(k) and retirement plans.
Conner Capps’ longest registration was 5 years at Kalos Management (2017–2022). Before joining Transce3nd in 2022, Conner Capps was registered through Ae Wealth Management, LLC and Kalos Management.
- Ae Wealth Management, LLC– · under a yearKirkwood, MO · Adviser representative · Firm CRD 282580
- Kalos Management– · 5 yearsSunset Hills, MO · Adviser representative · Firm CRD 133025
- National Planning Corporation ("NPC of America" in FL & NY)– · 1 yearSt. Louis, MO · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Conner Capps is registered as an investment adviser representative in 2 states. Each was approved in October 2022.
- MissouriSince 17 October 2022
- TexasSince 17 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 November 2015 |
| Series 7 | General Securities Representative Examination | 10 September 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6518678
- Firm
- Transce3nd · CRD 317745
- Office
- 906 South Kirkwood Rd, Kirkwood, MO 63122
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- e3wealth.com
Where does Conner Capps work?
Conner Capps is an investment adviser representative registered through Transce3nd LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Conner Capps a financial advisor?
Yes. Conner Capps has a current investment-adviser registration in Missouri and Texas, through Transce3nd since October 2022.
How many years of experience does Conner Capps have?
Conner Capps has 11 years in the financial industry, since September 2015, across 4 adviser firms.
What exams has Conner Capps passed?
Conner Capps has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2015. FINRA credited Conner Capps with the SIE, which began in October 2018.
Where did Conner Capps work before Transce3nd?
Before Transce3nd, Conner Capps was registered through Kalos Management, July 2017 to August 2022; National Planning Corporation ("NPC of America" in FL & NY), January 2016 to July 2017.
Where is Conner Capps based?
Conner Capps’ registered office is in Kirkwood, MO.
Is Conner Capps registered with FINRA?
Yes. Conner Capps has a current broker registration, under CRD 6518678.
Source: FINRA BrokerCheck
How can I verify Conner Capps’ record?
Search CRD 6518678 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Conner Capps’ full registration record.
