Role at Beacon Pointe Advisors
- Title on Schedule A
- Chief Practice Officer
- Control
- Commie Stevens is a control person of Beacon Pointe Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Commie Stevens has held the filed role since January 2016.
The firm
Form ADV filed 31 August 2026
Career on record
Commie Stevens has been registered through Beacon Pointe Advisors since July 2011.
- Beacon Pointe Wealth Advisors, LLC– · 5 yearsNewport Beach, CA · Adviser representative · Firm CRD 151328
- Beacon Pointe Advisors, LLCCurrent– present · 15 yearsNewport Beach, CA · Adviser representative · Firm CRD 119290
- Passed Series 65 · 2011
Registrations and exams
Commie Stevens has a current investment-adviser registration in California and has passed 1 qualifying exam.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 29 July 2011 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 July 2011 |
- Name
- Uniform Investment Adviser Law Examination
Individual record
- Full name
- Commie Stevens
- CRD
- 5908057
- Registration status
- Investment adviser registration
- Office
- 24 CORPORATE PLAZA, SUITE 150, Newport Beach, CA 92660
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Commie Stevens work?
Commie Stevens has been Chief Practice Officer of Beacon Pointe Advisors, LLC since January 2016, and is a control person of the firm.
Is Commie Stevens a financial advisor?
Yes. Commie Stevens has a current investment-adviser registration in California, through Beacon Pointe Advisors since July 2011, as of 18 October 2026.
How many years of experience does Commie Stevens have?
Commie Stevens has worked in the financial industry for 15 years as of 18 October 2026, counted from 28 July 2011, across 2 adviser firms.
What exams has Commie Stevens passed?
Commie Stevens passed the Series 65 in July 2011.
Where is Commie Stevens based?
Commie Stevens’ registered office is in Newport Beach, CA.
Leadership at Beacon Pointe Advisors
- Matthew CooperChief Executive Officer
- Jon FrojenChief Financial Officer
- Karisa DiephouseChief Operating Officer
- Sarah GreenChief Compliance Officer / Chief Risk Officer
- Michael DowChief Investment Officer
- Shannon EuseyChairman
- Janet HathawayGeneral Counsel