Colin Hartwell has been an investment adviser representative at Essex since October 2026, and is not listed among the firm’s executive officers or direct owners.
Essex LLC is a Deer Park, IL firm with $649M under management, 608 clients and 7 advisers across 3 offices, as of its January 2026 filing.
Investment adviser representative registrations
Colin Hartwell is registered as an investment adviser representative in Illinois, since October 2026.
- IllinoisSince 6 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 October 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Colin James Hartwell
- CRD
- 8320964
- Firm
- Essex · CRD 108352
- Office
- 21805 FIELD PARKWAY, SUITE 340, Deer Park, IL 60010
- Registration
- Investment adviser registration
- In the industry since
- October 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Colin Hartwell work?
Colin Hartwell is an investment adviser representative registered through Essex LLC since October 2026, and is not listed among the firm’s executive officers or direct owners.
Is Colin Hartwell a financial advisor?
Yes. Colin Hartwell has a current investment-adviser registration in Illinois, through Essex since October 2026.
How many years of experience does Colin Hartwell have?
Colin Hartwell has 0 years in the financial industry, since October 2026, across 1 adviser firm.
What exams has Colin Hartwell passed?
Colin Hartwell passed the Series 65 in October 2026.
Where is Colin Hartwell based?
Colin Hartwell’s registered office is in Deer Park, IL.
Is Colin Hartwell registered with FINRA?
No. Colin Hartwell has no current broker registration.
How can I verify Colin Hartwell’s record?
Search CRD 8320964 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Colin Hartwell’s full registration record.
