Cody Surma has been an investment adviser representative at Transce3nd since June 2025, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Investment adviser representative registrations
Cody Surma is registered as an investment adviser representative in Missouri, since June 2025.
- MissouriSince 3 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 April 2024 |
| Series 7TO | General Securities Representative Examination | 6 December 2023 |
| SIE | Securities Industry Essentials Examination | 13 October 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Cody Michael Surma
- CRD
- 7740715
- Firm
- Transce3nd · CRD 317745
- Office
- 906 S Kirkwood Rd, Kirkwood, MO 63122
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Cody Surma work?
Cody Surma is an investment adviser representative registered through Transce3nd LLC since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Cody Surma a financial advisor?
Yes. Cody Surma has a current investment-adviser registration in Missouri, through Transce3nd since June 2025.
How many years of experience does Cody Surma have?
Cody Surma has 2 years in the financial industry, since December 2023, across 1 adviser firm.
What exams has Cody Surma passed?
Cody Surma has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2023.
Where is Cody Surma based?
Cody Surma’s registered office is in Kirkwood, MO.
Is Cody Surma registered with FINRA?
Yes. Cody Surma has a current broker registration, under CRD 7740715.
Source: FINRA BrokerCheck
How can I verify Cody Surma’s record?
Search CRD 7740715 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cody Surma’s full registration record.
