Clinton Wood has been an investment adviser representative at TRG Investment Advisors since November 2024, and is not listed among the firm’s executive officers or direct owners.
TRG Investment Advisors, LLC is a Denver, CO firm with $167M under management, 241 clients and 6 advisers across 3 offices, as of its July 2026 filing.
Clinton Wood’s longest registration is the current one, 1 year at TRG Investment Advisors since 2024.
- Ima Advisory Services, Inc.Also current– present · under a yearBrattleboro, VT · Adviser representative · Firm CRD 112091
- TRG Investment Advisors, LLCCurrent– present · 1 yearBurlington, VT · Adviser representative · Firm CRD 315629
Investment adviser representative registrations
Clinton Wood is registered as an investment adviser representative in Vermont, since November 2024.
- VermontSince 5 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 October 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 March 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 June 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Clinton Tyler Wood
- CRD
- 5733324
- Firm
- TRG Investment Advisors · CRD 315629
- Office
- 159 Bank Street, Suite 202, Burlington, VT 05401
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Clinton Wood work?
Clinton Wood is an investment adviser representative registered through TRG Investment Advisors, LLC since November 2024, and is not listed among the firm’s executive officers or direct owners.
Is Clinton Wood a financial advisor?
Yes. Clinton Wood has a current investment-adviser registration in Vermont, through TRG Investment Advisors since November 2024.
How many years of experience does Clinton Wood have?
Clinton Wood has 16 years in the financial industry, since July 2010, across 2 adviser firms.
What exams has Clinton Wood passed?
Clinton Wood has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in June 2010. FINRA credited Clinton Wood with the SIE, which began in October 2018.
Where is Clinton Wood based?
Clinton Wood’s registered office is in Burlington, VT.
Is Clinton Wood registered with FINRA?
No. Clinton Wood has no current broker registration.
How can I verify Clinton Wood’s record?
Search CRD 5733324 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Clinton Wood’s full registration record.