Clifford Edelmann has been an investment adviser representative at Herbert J. Sims Capital Management since January 2019, and is not listed among the firm’s executive officers or direct owners. Clifford Edelmann holds a Bachelor of Arts in Business Administration from the University of Florida and a Master of Business Administration in Finance and Marketing from Wake Forest University Graduate School of Management.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Clifford D. Edelmann is Director - Investments and Private Wealth Advisor of HJ Sims, based in Boca Raton, FL. He joined HJ Sims in 2010 and focuses on building long-term client relationships, including retirement planning, education funding, wealth accumulation and tax-efficient investing. Before joining the firm, he founded and operated a marketing consulting firm assisting professional services firms and individual clients.
- – present · 7 yearsBoca Raton, FL · Adviser representative · Firm CRD 134510
Investment adviser representative registrations
Clifford Edelmann is registered as an investment adviser representative in 7 states, as a resident of Texas. The first approvals date from January 2019; the most recent is New York, in December 2024.
- ConnecticutSince 31 January 2019
- FloridaSince 4 June 2019
- MassachusettsSince 14 July 2023
- New JerseySince 2 May 2024
- New YorkSince 11 December 2024
- North CarolinaSince 14 June 2023
- TexasResidentSince 30 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 23 December 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Clifford David Edelmann
- CRD
- 5856311
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 2700 N Military Trail Suite 400, Boca Raton, FL 33431
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- hjsims.com
Where does Clifford Edelmann work?
Clifford Edelmann is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since January 2019, and is not listed among the firm’s executive officers or direct owners.
Is Clifford Edelmann a financial advisor?
Yes. Clifford Edelmann has a current investment-adviser registration in Connecticut, Florida, Massachusetts, New Jersey, New York, North Carolina and Texas, through Herbert J. Sims Capital Management since January 2019.
How many years of experience does Clifford Edelmann have?
Clifford Edelmann has 15 years in the financial industry, since December 2010, across 1 adviser firm.
What exams has Clifford Edelmann passed?
Clifford Edelmann has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2010. FINRA credited Clifford Edelmann with the SIE, which began in October 2018.
Where is Clifford Edelmann based?
Clifford Edelmann’s registered office is in Boca Raton, FL.
Is Clifford Edelmann registered with FINRA?
Yes. Clifford Edelmann has a current broker registration, under CRD 5856311.
Source: FINRA BrokerCheck
How can I verify Clifford Edelmann’s record?
Search CRD 5856311 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Clifford Edelmann’s full registration record.
