Cleona Hernandez has been Principal of Greystone Financial & Estate Services since January 2019, is a control person of the firm and directly owns between 25% and 50% of it.
Greystone Financial & Estate Services, Inc. is a Kirkland, WA firm with $117M under management, 208 clients and 1 adviser in one office, as of its February 2026 filing.
Cleona Hernandez’s longest registration was 5 years at KMS Financial Services, Inc (2015–2020). Before joining Greystone Financial & Estate Services in 2022, Cleona Hernandez was registered through Securities America Advisors, Inc. and KMS Financial Services, Inc.
- – present · 4 yearsKirkland, WA · Adviser representative · Firm CRD 318092
- Securities America Advisors, Inc.– · 1 yearKirkland, WA · Adviser representative · Firm CRD 110518
- KMS Financial Services, Inc– · 5 yearsSeattle, WA · Adviser representative · Firm CRD 3866
Investment adviser representative registrations
Cleona Hernandez is registered as an investment adviser representative in Washington, since April 2022.
- WashingtonSince 28 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 May 2015 |
| Series 7 | General Securities Representative Examination | 19 February 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Cleona Lynn Hernandez
- CRD
- 2061426
- Firm
- Greystone Financial & Estate Services · CRD 318092
- Role
- Principal
- Office
- 6725 116TH AVENUE NE, SUITE 150, Kirkland, WA 98033
- Registration
- Investment adviser registration
- In the industry since
- February 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Cleona Hernandez work?
Cleona Hernandez has been Principal of Greystone Financial & Estate Services, Inc. since January 2019, and is a control person of the firm.
Is Cleona Hernandez a financial advisor?
Yes. Cleona Hernandez has a current investment-adviser registration in Washington, through Greystone Financial & Estate Services since April 2022.
How many years of experience does Cleona Hernandez have?
Cleona Hernandez has 11 years in the financial industry, since February 2015, across 3 adviser firms.
What exams has Cleona Hernandez passed?
Cleona Hernandez has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2015. FINRA credited Cleona Hernandez with the SIE, which began in October 2018.
Where did Cleona Hernandez work before Greystone Financial & Estate Services?
Before Greystone Financial & Estate Services, Cleona Hernandez was registered through KMS Financial Services, Inc, May 2015 to November 2020.
Where is Cleona Hernandez based?
Cleona Hernandez’s registered office is in Kirkland, WA.
Is Cleona Hernandez registered with FINRA?
No. Cleona Hernandez has no current broker registration.
How can I verify Cleona Hernandez’s record?
Search CRD 2061426 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cleona Hernandez’s full registration record.