Claudia Vecchi has been an investment adviser representative at Northeast Planning Associates since March 2016, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Claudia Vecchi’s longest registration is the current one, 12 years at LPL Financial LLC since 2013.
- – present · 10 yearsBedford, NH · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 12 yearsAdviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Claudia Vecchi is registered as an investment adviser representative in 2 states. Each was approved in May 2014.
- New HampshireSince 12 May 2014
- TexasSince 12 May 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 May 2014 |
| Series 24 | General Securities Principal Examination | 17 March 2014 |
| Series 7 | General Securities Representative Examination | 20 December 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Claudia M Vecchi
- CRD
- 5219682
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 43 CONSTITUTION DRIVE, Bedford, NH 03110
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Claudia Vecchi work?
Claudia Vecchi is an investment adviser representative registered through Northeast Planning Associates, Inc. since March 2016, and is not listed among the firm’s executive officers or direct owners.
Is Claudia Vecchi a financial advisor?
Yes. Claudia Vecchi has a current investment-adviser registration in New Hampshire and Texas, through Northeast Planning Associates since March 2016.
How many years of experience does Claudia Vecchi have?
Claudia Vecchi has 12 years in the financial industry, since December 2013, across 2 adviser firms.
What exams has Claudia Vecchi passed?
Claudia Vecchi has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in December 2013. FINRA credited Claudia Vecchi with the SIE, which began in October 2018.
Where is Claudia Vecchi based?
Claudia Vecchi’s registered office is in Bedford, NH.
Is Claudia Vecchi registered with FINRA?
Yes. Claudia Vecchi has a current broker registration, under CRD 5219682.
Source: FINRA BrokerCheck
How can I verify Claudia Vecchi’s record?
Search CRD 5219682 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Claudia Vecchi’s full registration record.
