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Claude-André Duquette

Senior Vice President, Head of Business Development and Marketing at Montrusco Bolton Investments

Investment adviser registrationSEC record checked 17 October 2026

18
Years in the industry
0
Years at the firm
1
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Claude-André Duquette is Senior Vice President, Head of Business Development and Marketing of Montrusco Bolton Investments Inc., a Montreal, Quebec investment adviser managing $12.9B. Claude-André Duquette has been registered through Montrusco Bolton Investments since 11 June 2026, has 18 years in the industry across 1 firm and has passed 6 licensing exams.

Role at Montrusco Bolton Investments

Title on Schedule A
Senior Vice President, Head of Business Development and Marketing
Control
Claude-André Duquette is a control person of Montrusco Bolton Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Claude-André Duquette has held the filed role since January 2021.

The firm

Montrusco Bolton Investments Inc.
Montreal, Quebec,

Form ADV filed 31 March 2026

$12.9B AUM343 clients16 advisers4 offices

Career on record

Claude-André Duquette has been registered through Montrusco Bolton Investments since June 2026.

Firms and exams, newest first
  1. Montrusco Bolton Investments Inc.Current
    – present · under a year
    Montreal, · Adviser representative · Firm CRD 154475
  2. Passed Series 65 · 2026
  3. Passed SIE · 2018
  4. Passed Series 24 and Series 63 · 2002
  5. Passed Series 7 and Series 55 · 2001

Registrations and exams

Claude-André Duquette has a current investment-adviser registration in California and Texas and has passed 6 qualifying exams.

California29 July 2026
Scope
Investment adviser representative
Status
Approved
Texas11 June 2026
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6511 June 2026
Name
Uniform Investment Adviser Law Examination
Series 6311 September 2002
Name
Uniform Securities Agent State Law Examination
Series 2421 August 2002
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 551 October 2001
Name
Limited Representative-Equity Trader Exam
Series 721 March 2001
Name
General Securities Representative Examination

Individual record

Full name
Claude-André Duquette
CRD
4369593
Firm
Montrusco Bolton Investments Inc.
Registration status
Investment adviser registration
Firm bio
montruscobolton.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Claude-André Duquette is Senior Vice President and Head of Business Development and Marketing. His biography says he leads business development and lists a bachelor’s degree in economics and political science from Université de Montréal. Official firm biography

Education

Common questions

Where does Claude-André Duquette work?

Claude-André Duquette has been Senior Vice President, Head of Business Development and Marketing of Montrusco Bolton Investments Inc. since January 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Claude-André Duquette a financial advisor?

Yes. Claude-André Duquette has a current investment-adviser registration in California and Texas, through Montrusco Bolton Investments since June 2026, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Claude-André Duquette have?

Claude-André Duquette has worked in the financial industry for 18 years as of 17 October 2026, counted from 22 December 2007, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Claude-André Duquette passed?

Claude-André Duquette has passed 6 licensing exams: the Series 7, Series 55, Series 24, Series 63, SIE and Series 65. The earliest, the Series 7, was passed in March 2001.

Source: IAPD individual record, checked 17 October 2026

Leadership at Montrusco Bolton Investments

  • Sylvain Boule
    President & Chief Executive Officer
  • Jean-Claude Ayotte
    Senior Vice President, Corporate Affairs
  • Olivier Barres
    Vice President, Fixed Income and Client Servicing
  • Benoit Bourdages
    Vice President, Operations and Data Analytics
  • Marc Drolet
    Vice President, Head of Client Servicing
  • Dina Fakhry
    Senior Vice President and Chief Operating Officer/Corporate Secretary
  • Karine Gareau
    Vice President, People & Culture
  • Richard Guay
    Senior Vice President, Institutional Markets
  • Fabrice Leger
    Vice President, Finance and Chief Financial Officer
  • Stephane Roy
    Vice President, Chief Technology Officer
  • Thimothy Russell
    Vice President, Client Servicing
  • Julie ST-Germain
    Vice President, Client Servicing
  • Jason Szczepkowski
    Vice President, Assistant Head of Client Servicing, North America
  • Ginette Therien
    Senior Vice President, Governance and Chief Compliance Officer
  • Simon Tremblay
    Vice President, Institutional Markets
  • John-Henri Goldsmith
    Head of Canadian Equities
  • Robert Hiscock
    Portfolio Manager
  • Marc Lecavalier
    Senior Portfolio Manager, Small and Mid-Cap Equities
  • Jean-David Meloche
    Head of Global Equities
  • Munir Shahin
    Shareholder
  • Simon Simonian
    Portfolio Manager
  • Piotr Marek Stusio
    Shareholder

Sources

  1. IAPD individual record, CRD 4369593. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Montrusco Bolton Investments Inc., filed 31 March 2026. Title, control and ownership bands.
  3. Montrusco Bolton Investments team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Claude-André Duquette or Montrusco Bolton Investments Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.