Role at BDT Capital Partners
- Title on Schedule A
- Partner & Global Chief Compliance Officer
- Control
- Cindy Michel is a control person of BDT Capital Partners.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Cindy Michel has held the filed role since January 2020.
The firm
Form ADV filed 3 August 2026
Career on record
- Passed Series 14 and Series 99TO · 2023
- Passed SIE · 2018
- Passed Series 7 and Series 24 · 2011
Registrations and exams
Broker registration; no current adviser registration. Cindy Michel has passed 5 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 7 March 2011 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 9 February 2011 |
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Cindy Zee Michel
- CRD
- 4661808
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Cindy Michel work?
Cindy Michel has been Partner & Global Chief Compliance Officer of BDT Capital Partners, LLC since January 2020, and is a control person of the firm.
Does Cindy Michel have a current investment-adviser registration?
Cindy Michel has a current broker registration and no current investment-adviser registration, as of 18 October 2026.
What exams has Cindy Michel passed?
Cindy Michel has passed 5 licensing exams: the Series 7, Series 24, SIE, Series 14 and Series 99TO. The earliest, the Series 7, was passed in February 2011.
Leadership at BDT Capital Partners
- Gregg LemkauCo-Chief Executive Officer
- Byron TrottChairman & Co-Chief Executive Officer
- Adam BesharaPresident
- Juliet DebaubignyPresident
- Amy EnnesserPresident
- Dan JesterPresident
- Gregory OlafsonPresident
- San OrrPresident
- Lawrence SchaltenbrandPartner & Co-Chief Financial Officer
- Daniel StockPartner & Co-Chief Financial Officer
- Chad FeingoldPartner & Chief Operating Officer
- Robert SimondsPartner & General Counsel
- David ThomasPartner & Chief Legal Officer