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Cindy Michel

Partner & Global Chief Compliance Officer at BDT Capital Partners

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Cindy Michel is Partner & Global Chief Compliance Officer of BDT Capital Partners, LLC, a Chicago investment adviser managing $51.5B. Cindy Michel has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at BDT Capital Partners

Title on Schedule A
Partner & Global Chief Compliance Officer
Control
Cindy Michel is a control person of BDT Capital Partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Cindy Michel has held the filed role since January 2020.

The firm

BDT Capital Partners, LLC
Chicago, IL

Form ADV filed 3 August 2026

$51.5B AUM45 clients231 advisers13 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14 and Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7 and Series 24 · 2011

Registrations and exams

Broker registration; no current adviser registration. Cindy Michel has passed 5 qualifying exams.

Examinations

Series 142 January 2023
Name
Compliance Officer Examination
Series 247 March 2011
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 79 February 2011
Name
General Securities Representative Examination

Individual record

Full name
Cindy Zee Michel
CRD
4661808
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Cindy Michel work?

Cindy Michel has been Partner & Global Chief Compliance Officer of BDT Capital Partners, LLC since January 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 August 2026

Does Cindy Michel have a current investment-adviser registration?

Cindy Michel has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Cindy Michel passed?

Cindy Michel has passed 5 licensing exams: the Series 7, Series 24, SIE, Series 14 and Series 99TO. The earliest, the Series 7, was passed in February 2011.

Source: IAPD individual record, checked 18 October 2026

Leadership at BDT Capital Partners

Sources

  1. IAPD individual record, CRD 4661808. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of BDT Capital Partners, LLC, filed 3 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Cindy Michel or BDT Capital Partners, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.