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Christopher Wiethe

Investment adviser representative at Guardian Wealth Partners

Investment adviser and broker registrationsUpdated

Christopher Wiethe is an investment adviser representative at Guardian Wealth Partners, LLC, a New York investment adviser managing $191M. Christopher Wiethe has been registered through Guardian Wealth Partners since 13 September 2024, has 12 years in the industry across 4 firms and has passed the Series 6, Series 63, Series 65 and Series 6TO.

12
Years in industry
2
Years at firm
4
Adviser firms
17
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Christopher Wiethe has been an investment adviser representative at Guardian Wealth Partners since September 2024, and is not listed among the firm’s executive officers or direct owners.

Guardian Wealth Partners, LLC is a New York, NY firm with $191M under management, 402 clients and 75 advisers across 8 offices, as of its September 2026 filing.

Christopher Wiethe’s longest registration was 3 years at Facet (2021–2024). Before joining Guardian Wealth Partners in 2024, Christopher Wiethe was registered through Facet and Cliftonlarsonallen Wealth Advisors, LLC.

  1. – present · 2 years
    Adviser representative · Firm CRD 310203
  2. Facet
    – · 3 years
    Aurora, CO · Adviser representative · Firm CRD 285961
  3. Cliftonlarsonallen Wealth Advisors, LLC
    – · 2 years
    Greenwood Village, CO · Adviser representative · Firm CRD 38357
  4. Northwestern Mutual Investment Services,llc
    – · 3 years
    Canton, OH · Adviser representative · Firm CRD 2881

Credentials and registrations

Investment adviser representative registrations

Christopher Wiethe is registered as an investment adviser representative in 17 states. The first approvals date from September 2024; the most recent is New Jersey, in April 2026.

  • CaliforniaSince 30 September 2024
  • ColoradoSince 13 September 2024
  • ConnecticutSince 25 September 2025
  • HawaiiSince 6 February 2025
  • IllinoisSince 30 September 2024
  • IowaSince 22 October 2025
  • MinnesotaSince 6 February 2025
  • NevadaSince 30 September 2024
  • New JerseySince 30 April 2026
  • New YorkSince 30 September 2024
  • North CarolinaSince 30 September 2024
  • OhioSince 1 October 2024
  • PennsylvaniaSince 9 January 2026
  • South CarolinaSince 30 September 2024
  • TexasSince 30 September 2024
  • WashingtonSince 25 September 2025
  • WyomingSince 25 September 2025

Examinations

Series 6TO22 December 2022
Name
Investment Company Products/Variable Contracts Representative Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 6511 May 2015
Name
Uniform Investment Adviser Law Examination
Series 6323 September 2013
Name
Uniform Securities Agent State Law Examination
Series 69 September 2013
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
Christopher Albert Wiethe
CRD
6089972
Firm
Guardian Wealth Partners · CRD 310203
Registration
Investment adviser and broker registrations
In the industry since
November 2013
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Christopher Wiethe work?

Christopher Wiethe is an investment adviser representative registered through Guardian Wealth Partners, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Christopher Wiethe a financial advisor?

Yes. Christopher Wiethe has a current investment-adviser registration in California, Colorado, Connecticut, Hawaii, Illinois, Iowa, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Washington and Wyoming, through Guardian Wealth Partners since September 2024.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Christopher Wiethe have?

Christopher Wiethe has 12 years in the financial industry, since November 2013, across 4 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Christopher Wiethe passed?

Christopher Wiethe has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 6TO. The earliest, the Series 6, was passed in September 2013. FINRA credited Christopher Wiethe with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Christopher Wiethe work before Guardian Wealth Partners?

Before Guardian Wealth Partners, Christopher Wiethe was registered through Facet, February 2021 to September 2024; Cliftonlarsonallen Wealth Advisors, LLC, November 2018 to February 2021; Northwestern Mutual Investment Services,llc, May 2015 to September 2018.

Source: IAPD individual record, checked 22 October 2026

Is Christopher Wiethe registered with FINRA?

Yes. Christopher Wiethe has a current broker registration, under CRD 6089972.

Source: FINRA BrokerCheck

How can I verify Christopher Wiethe’s record?

Search CRD 6089972 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Wiethe’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Guardian Wealth Partners

  • Marianne Grace CaswellPresident and Elected Member
  • Carly Pritchard MaherElected Member & Chief Operating Officer
  • Joseph Michael GalloChief Compliance Officer
  • Allen Warren BoggsHead of Product & Supervision
  • Nancy DeRussoElected Member
  • Joshua Neil HerganGeneral Counsel
  • Michael John RynikerHead of Operations

Sources

  1. IAPD individual record, CRD 6089972, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Guardian Wealth Partners, LLC, filed 2 September 2026. Executive officers and direct owners; this person is not among them.