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Christopher Sarofim

Director and Chairman at Fayez Sarofim & Co.

Investment adviser registrationHouston, TXSEC record checked 17 October 2026

29
Years in the industry
29
Years at the firm
3
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Christopher Sarofim is Director and Chairman of Fayez Sarofim & Co., LLC, a Houston investment adviser managing $35.1B. Christopher Sarofim has been registered through Fayez Sarofim & Co. since 2 June 1997, has 29 years in the industry across 3 firms and has passed the Series 2 and Series 65.

Role at Fayez Sarofim & Co.

Title on Schedule A
Director and Chairman
Control
Christopher Sarofim is a control person of Fayez Sarofim & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Christopher Sarofim has held the filed role since May 2022.

The firm

Fayez Sarofim & Co., LLC
Houston, TX

Form ADV filed 12 May 2026

$35.1B AUM2,997 clients22 advisers1 offices

Career on record

Christopher Sarofim has been registered through Fayez Sarofim & Co. since June 1997.

Firms and exams, newest first
  1. Sarofim Trust CoCurrent
    – present · 17 years
    Houston, TX · Adviser representative · Firm CRD 106590
  2. Sarofim Advisors Group Inc
    – · 4 years
    Houston, TX · Adviser representative · Firm CRD 106932
  3. – present · 29 years
    Houston, TX · Adviser representative · Firm CRD 106584
  4. Passed Series 65 · 1997
  5. Passed Series 2 · 1996

Registrations and exams

Christopher Sarofim has a current investment-adviser registration in Texas and has passed 2 qualifying exams.

Texas2 June 1997
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6521 April 1997
Name
Uniform Investment Adviser Law Examination
Series 226 July 1996
Name
Non-Member General Securities Examination

Individual record

Full name
Christopher Binyon Sarofim
CRD
2790832
Registration status
Investment adviser registration
Office
TWO HOUSTON CENTER, SUITE 2907, Houston, TX 77010
Firm bio
sarofim.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Christopher Sarofim is Chairman of Fayez Sarofim & Co. He received an A.B. in History from Princeton University and previously worked in corporate finance at Goldman Sachs. Official firm biography

Education

Common questions

Where does Christopher Sarofim work?

Christopher Sarofim has been Director and Chairman of Fayez Sarofim & Co., LLC since May 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 12 May 2026

Is Christopher Sarofim a financial advisor?

Yes. Christopher Sarofim has a current investment-adviser registration in Texas, through Fayez Sarofim & Co. since June 1997, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Christopher Sarofim have?

Christopher Sarofim has worked in the financial industry for 29 years as of 17 October 2026, counted from 1 June 1997, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Christopher Sarofim passed?

Christopher Sarofim has passed 2 licensing exams: the Series 2 and Series 65. The earliest, the Series 2, was passed in July 1996.

Source: IAPD individual record, checked 17 October 2026

Where is Christopher Sarofim based?

Christopher Sarofim’s registered office is in Houston, TX.

Source: IAPD individual record, checked 17 October 2026

Leadership at Fayez Sarofim & Co.

Sources

  1. IAPD individual record, CRD 2790832. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Fayez Sarofim & Co., LLC, filed 12 May 2026. Title, control and ownership bands.
  3. Fayez Sarofim & Co. team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Christopher Sarofim or Fayez Sarofim & Co., LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.