Christopher Roozendaal has been an investment adviser representative at Tribeca Financial since January 2012, and is not listed among the firm’s executive officers or direct owners.
Tribeca Financial, LLC is a Mesa, AZ firm with $248M under management, 248 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Christopher Roozendaal’s longest registration is the current one, 14 years at Tribeca Financial since 2012. Before joining Tribeca Financial in 2012, Christopher Roozendaal was registered through Tribeca Advisors, LLC.
- Tribeca Financial, LLCCurrent– present · 14 yearsMeza, AZ · Adviser representative · Firm CRD 113245
- Tribeca Advisors, LLC– · 2 yearsMesa, AZ · Adviser representative · Firm CRD 148283
Investment adviser representative registrations
Christopher Roozendaal is registered as an investment adviser representative in Arizona, since January 2012.
- ArizonaSince 25 January 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 September 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Christopher Paul Roozendaal
- CRD
- 3227076
- Firm
- Tribeca Financial · CRD 113245
- Office
- 3254 E CACTUS ROAD, Meza, AZ 85205
- Registration
- Investment adviser registration
- In the industry since
- November 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Roozendaal work?
Christopher Roozendaal is an investment adviser representative registered through Tribeca Financial, LLC since January 2012, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Roozendaal a financial advisor?
Yes. Christopher Roozendaal has a current investment-adviser registration in Arizona, through Tribeca Financial since January 2012.
How many years of experience does Christopher Roozendaal have?
Christopher Roozendaal has 18 years in the financial industry, since November 2007, across 2 adviser firms.
What exams has Christopher Roozendaal passed?
Christopher Roozendaal passed the Series 65 in September 2007.
Where did Christopher Roozendaal work before Tribeca Financial?
Before Tribeca Financial, Christopher Roozendaal was registered through Tribeca Advisors, LLC, April 2009 to December 2011.
Where is Christopher Roozendaal based?
Christopher Roozendaal’s registered office is in Meza, AZ.
Is Christopher Roozendaal registered with FINRA?
No. Christopher Roozendaal has no current broker registration.
How can I verify Christopher Roozendaal’s record?
Search CRD 3227076 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Roozendaal’s full registration record.